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D••••• L••••••• C••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner32 years in industry

D••••• L••••••• C••••••

Advisor at M•••• • C••••••

CINCINNATI, OH

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Search this name across graphsid dfx:ria:c52c5c0d-8f84-58ed-a27a-3e8327424297

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:00 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Feb 3, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M•••• • C••••••
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 24, 1993earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 4

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
M•••• • C••••••	State registered	Jan 1, 2024	n/a	yes	CINCINNATI, OH\|CINCINNATI, OH	Current employment
M•• W••••• A•••••••	Independent wealth	Mar 13, 2015	May 7, 2018	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
M•••• • C••••••	Z••••••••• W••••• C•••••••	Dec 31, 2023	Apr 14, 2014	-3,548	Firm change after gap	Other
M•• W••••• A•••••••	M•••• • C••••••	May 7, 2018

Relationships

Registered with (4)

→ M•••• • C••••••Registered adviserregistration: previous registration
Jan 5, 2013 to Dec 31, 2023factForm ADV
→ M•• W••••• A•••••••Registered adviserregistration: previous registration
Mar 13, 2015 to May 7, 2018factForm ADV
→ Z••••••••• W••••• C•••••••Registered adviserregistration: previous registration
Apr 14, 2014 to Oct 31, 2014factForm ADV
→ M••••• • C••••••• L••Registered adviserregistration: previous registration

Dated events

Occurred
Dec 31, 2023
Advisor changed firm
D••••• L••••••• C•••••• left M•••• • C•••••• for Z••••••••• W••••• C••••••• (registered 2014-04-14)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c52c5c0d-8f84-58ed-a27a-3e8327424297
First observed: Feb 3, 2003
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.