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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

LGT CLERESTORY LLC

CRD 144083

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:c5331a6c-e535-7e17-167e-5766995556de

Data as of Mar 30, 2015 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:46 PM UTC and rebuilt at most every 15 minutes.

Relationships: 16
Dated events: 0
On other graphs: 1
Observed: Mar 30, 2012 to Mar 30, 2015
7 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Real Estate Fundsidentity

LGT Clerestory LLC

Real estate fund manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $231MItem 5.F on the latest filing (2015-03-30); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $133M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 3
Advisory employees: 3
Accounts: 4
Private funds: 4Schedule D 7.B(1)
Private fund GAV: $87.8Mgross asset value as reported per fund; never fund size
Custody, client assets: $94.4M
SEC number: 801-67973
CRD: 144083
Filings on the tape: 7
First filed: Mar 30, 2012
Latest filed: Mar 30, 2015
Organised: Limited Liability Company, Delaware

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
CROWN SMALL CAP REAL ESTATE FUND II-UK, LP	Real Estate Fund	$0	Mar 31, 2014	1	Mar 31, 2014	reported	n/a

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BROWN, THOMAS, BOLTON	Partner	Na	yes	03/2007	Mar 30, 2012	Mar 30, 2015
DE PERREGAUX, OLIVIER, (NMN)	Manager	Na	yes	05/2014	Jun 25, 2014	Mar 30, 2015
GERSTNER, JOANNA, MAGDALENA	CHIEF COMPLIANCE OFFICER	Na	yes	10/2014	Oct 8, 2014	Mar 30, 2015
GRAF, SASCHA, MIKE	Manager	Na	yes	11/2012	Feb 15, 2013	Mar 30, 2015
LGT CAPITAL PARTNERS HOLDING (USA) INC.	Member	E	yes	11/2012	Feb 15, 2013	Mar 30, 2015
LGT CAPITAL PARTNERS LTD	Shareholder	E	yes	10/2012	Feb 15, 2013	Mar 30, 2015
LGT GROUP FOUNDATION	Shareholder	E	yes	09/2004	Feb 15, 2013	Mar 30, 2015
LGT HOLDING (MALAYSIA) LIMITED	Shareholder	E	yes	12/2004	Feb 15, 2013	Mar 30, 2015
LGT HOLDING DENMARK APS	Shareholder	E	yes	12/2004	Feb 15, 2013	Mar 30, 2015
LGT HOLDING INTERNATIONAL LTD.	Shareholder	E	yes	07/2001	Feb 15, 2013	Mar 30, 2015
PAGANONI, ROBERTO, (NMN)	Manager	Na	yes	11/2012	Feb 15, 2013	Mar 30, 2015
PRINCE OF LIECHTENSTEIN FOUNDATION	Beneficiary	F	yes	07/2001	Feb 15, 2013	Mar 30, 2015
VON BAUM, JOHANN, PETER HORST WERNER	Manager	Na	yes	05/2014	Jun 25, 2014	Mar 30, 2015
VON UND ZU LIECHTENSTEIN, JOHANN, ADAM PIUS II	Beneficiary	F	yes	01/1970	Feb 15, 2013	Mar 30, 2015

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
LGT CAPITAL PARTNERS (USA) INC.	n/a	Asset manager	$60B	N	yes	n/a
LGT BANK (CAYMAN) LTD	n/a	n/a	n/a	N	yes	n/a
LGT BANK (IRELAND) LIMITED	n/a	n/a	n/a	N	yes	n/a
LGT BANK (SINGAPORE) LTD	n/a	n/a	n/a	N	yes	n/a
LGT BANK (SWITZERLAND) LTD.	n/a	n/a	n/a	N	yes	n/a
LGT BANK LTD.	n/a	n/a	n/a	N	yes	n/a
LGT CAPITAL PARTNERS (ASIA-PACIFIC) LTD.	n/a	n/a	n/a	N	yes	n/a
LGT CAPITAL PARTNERS (AUSTRALIA) PTY LIMITED	n/a	n/a	n/a	N	yes	n/a
LGT CAPITAL PARTNERS (BEIJING) LIMITED	n/a	n/a	n/a	N	yes	n/a
LGT CAPITAL PARTNERS (DUBAI) LIMITED	n/a	n/a	n/a	N	yes	n/a
LGT CAPITAL PARTNERS (FL) LTD	n/a	n/a	n/a	N	yes	n/a
LGT CAPITAL PARTNERS (IRELAND) LIMITED	n/a	n/a	n/a	N	yes	n/a
LGT CAPITAL PARTNERS (JAPAN) CO. LTD.	n/a	n/a	n/a	N	yes	n/a
LGT CAPITAL PARTNERS (UK) LTD	n/a	n/a	n/a	N	yes	n/a
LGT CAPITAL PARTNERS ADVISERS AG	n/a	n/a	n/a	N	yes	n/a
LGT CAPITAL PARTNERS LTD	n/a	n/a	n/a	Y	yes	n/a
LGT ILS PARTNERS LTD	n/a	n/a	n/a	N	yes	n/a
LGT INVESTMENT MANAGEMENT (ASIA) LIMITED	n/a	n/a	n/a	N	yes	n/a
LGT INVESTMENT PARTNERS LTD.	n/a	n/a	n/a	N	yes	n/a
LGT PRIVATE EQUITY ADVISERS AG	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Pfaeffikon	n/a	Switzerland	n/a	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2014	Mar 30, 2015	$231M	$133M	3	3	n/a	4	$87.8M
2013	Mar 31, 2014	$110M	$110M	4	3	n/a	4	$88.5M
2012	Mar 14, 2013	$88.0M	$88.0M	5	4	n/a	2	$88.0M
2011	Mar 30, 2012	$138M	$138M	n/a	n/a	n/a	2	$68.0M

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2014	$231M	$110M	109.4%	$138M	18.7%	3	4	n/a	n/a

Relationships

Affiliated with (1)

→ LGT CAPITAL PARTNERS (USA) INC.Registered adviserother investment adviser, bank, common control
factForm ADV

Controls (14)

← GRAF, SASCHA, MIKEOwnerMANAGER, ownership code NA, individual
Feb 15, 2013 to presentfactForm ADV
← BROWN, THOMAS, BOLTONOwnerPARTNER, ownership code NA, individual
Mar 30, 2012 to presentfactForm ADV
← PAGANONI, ROBERTO, (NMN)OwnerMANAGER, ownership code NA, individual
Feb 15, 2013 to presentfactForm ADV
← VON UND ZU LIECHTENSTEIN, JOHANN, ADAM PIUS IIOwnerBENEFICIARY, ownership code F, individual
Feb 15, 2013 to presentfactForm ADV
← DE PERREGAUX, OLIVIER, (NMN)OwnerMANAGER, ownership code NA, individual
Jun 25, 2014 to presentfactForm ADV
← VON BAUM, JOHANN, PETER HORST WERNEROwnerMANAGER, ownership code NA, individual
Jun 25, 2014 to presentfactForm ADV
← GERSTNER, JOANNA, MAGDALENAOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Oct 8, 2014 to presentfactForm ADV
← LGT CAPITAL PARTNERS HOLDING (USA) INC.OwnerMEMBER, ownership code E, domestic entity
Feb 15, 2013 to presentfactForm ADV
← LGT CAPITAL PARTNERS LTDOwnerSHAREHOLDER, ownership code E, foreign entity
Feb 15, 2013 to presentfactForm ADV
← LGT GROUP FOUNDATIONOwnerSHAREHOLDER, ownership code E, foreign entity
Feb 15, 2013 to presentfactForm ADV
← LGT HOLDING (MALAYSIA) LIMITEDOwnerSHAREHOLDER, ownership code E, foreign entity
Feb 15, 2013 to presentfactForm ADV
← LGT HOLDING DENMARK APSOwnerSHAREHOLDER, ownership code E, foreign entity
Feb 15, 2013 to presentfactForm ADV
← LGT HOLDING INTERNATIONAL LTD.OwnerSHAREHOLDER, ownership code E, foreign entity
Feb 15, 2013 to presentfactForm ADV
← PRINCE OF LIECHTENSTEIN FOUNDATIONOwnerBENEFICIARY, ownership code F, foreign entity
Feb 15, 2013 to presentfactForm ADV

Advises (1)

→ CROWN SMALL CAP REAL ESTATE FUND II-UK, LPPrivate fundReal Estate Fund, IA
Mar 31, 2014 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c5331a6c-e535-7e17-167e-5766995556de
First observed: Mar 30, 2012
Last observed: Mar 30, 2015 139 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

LGT CLERESTORY LLC

CRD 144083

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:c5331a6c-e535-7e17-167e-5766995556de

Data as of Mar 30, 2015 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:46 PM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

CROWN SMALL CAP REAL ESTATE FUND II-UK, LP

Real Estate Fund

Mar 31, 2014

reported

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BROWN, THOMAS, BOLTON

Partner

yes

03/2007

Mar 30, 2012

Mar 30, 2015

DE PERREGAUX, OLIVIER, (NMN)

Manager

yes

05/2014

Jun 25, 2014

Mar 30, 2015

GERSTNER, JOANNA, MAGDALENA

CHIEF COMPLIANCE OFFICER

yes

10/2014

Oct 8, 2014

Mar 30, 2015

GRAF, SASCHA, MIKE

Manager

yes

11/2012

Feb 15, 2013

Mar 30, 2015

LGT CAPITAL PARTNERS HOLDING (USA) INC.

Member

yes

11/2012

Feb 15, 2013

Mar 30, 2015

LGT CAPITAL PARTNERS LTD

Shareholder

yes

10/2012

Feb 15, 2013

Mar 30, 2015

LGT GROUP FOUNDATION

Shareholder

yes

09/2004

Feb 15, 2013

Mar 30, 2015

LGT HOLDING (MALAYSIA) LIMITED

Shareholder

yes

12/2004

Feb 15, 2013

Mar 30, 2015

LGT HOLDING DENMARK APS

Shareholder

yes

12/2004

Feb 15, 2013

Mar 30, 2015

LGT HOLDING INTERNATIONAL LTD.

Shareholder

yes

07/2001

Feb 15, 2013

Mar 30, 2015

PAGANONI, ROBERTO, (NMN)

Manager

yes

11/2012

Feb 15, 2013

Mar 30, 2015

PRINCE OF LIECHTENSTEIN FOUNDATION

Beneficiary

yes

07/2001

Feb 15, 2013

Mar 30, 2015

VON BAUM, JOHANN, PETER HORST WERNER

Manager

yes

05/2014

Jun 25, 2014

Mar 30, 2015

VON UND ZU LIECHTENSTEIN, JOHANN, ADAM PIUS II

Beneficiary

yes

01/1970

Feb 15, 2013

Mar 30, 2015

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

LGT CAPITAL PARTNERS (USA) INC.

n/a

Asset manager

$60B

yes

n/a

LGT BANK (CAYMAN) LTD

n/a

yes

n/a

LGT BANK (IRELAND) LIMITED

n/a

yes

n/a

LGT BANK (SINGAPORE) LTD

n/a

yes

n/a

LGT BANK (SWITZERLAND) LTD.

n/a

yes

n/a

LGT BANK LTD.

n/a

yes

n/a

LGT CAPITAL PARTNERS (ASIA-PACIFIC) LTD.

n/a

yes

n/a

LGT CAPITAL PARTNERS (AUSTRALIA) PTY LIMITED

n/a

yes

n/a

LGT CAPITAL PARTNERS (BEIJING) LIMITED

n/a

yes

n/a

LGT CAPITAL PARTNERS (DUBAI) LIMITED

n/a

yes

n/a

LGT CAPITAL PARTNERS (FL) LTD

n/a

yes

n/a

LGT CAPITAL PARTNERS (IRELAND) LIMITED

n/a

yes

n/a

LGT CAPITAL PARTNERS (JAPAN) CO. LTD.

n/a

yes

n/a

LGT CAPITAL PARTNERS (UK) LTD

n/a

yes

n/a

LGT CAPITAL PARTNERS ADVISERS AG

n/a

yes

n/a

LGT CAPITAL PARTNERS LTD

n/a

yes

n/a

LGT ILS PARTNERS LTD

n/a

yes

n/a

LGT INVESTMENT MANAGEMENT (ASIA) LIMITED

n/a

yes

n/a

LGT INVESTMENT PARTNERS LTD.

n/a

yes

n/a

LGT PRIVATE EQUITY ADVISERS AG

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

Pfaeffikon

n/a

Switzerland

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2014

Mar 30, 2015

$231M

$133M

n/a

$87.8M

2013

Mar 31, 2014

$110M

n/a

$88.5M

2012

Mar 14, 2013

$88.0M

n/a

$88.0M

2011

Mar 30, 2012

$138M

n/a

$68.0M

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2014

$231M

$110M

109.4%

$138M

18.7%

n/a