DFX Intelligence

J•••• M•••• L•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)26 years in industry

J•••• M•••• L•••••

Advisor at W•••• F•••• A•••••••

SAN FRANCISCO, CA | Tacoma, WA

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Search this name across graphsid dfx:ria:c539e040-9254-1528-f68e-da7d5d036e81

Data as of Sep 16, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:19 PM UTC and rebuilt at most every 15 minutes.

Relationships: 1
Dated events: 2
On other graphs: 0
Observed: Nov 1, 1999 to Sep 16, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W•••• F•••• A•••••••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Nov 1, 1999earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Current registrations: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W•••• F•••• A•••••••	Wirehouse	Sep 8, 2026	n/a	yes	SAN FRANCISCO, CA\|Tacoma, WA	Current employment

Relationships

Registered with (1)

→ W•••• F•••• A•••••••Registered adviserregistration: current employment
Sep 8, 2026 to presentfactForm ADV

Dated events

2 bookkeeping events (roster, classification and holdings changes) folded below

Show 2 bookkeeping events

Occurred
Sep 15, 2026
••• Locked
Occurred
Sep 8, 2026
••• Locked

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c539e040-9254-1528-f68e-da7d5d036e81
First observed: Nov 1, 1999
Last observed: Sep 16, 2026 6 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.