DFX Intelligence

J••• A•••••• M•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)13 years in industry

J••• A•••••• M•••••••••

Advisor at U••••• P•••••••• F•••••••• S••••••• O• A•••••• A• L•••••• P••••••

RIVERSIDE, CA | SCOTTSDALE, AZ

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Search this name across graphsid dfx:ria:c53e441d-41e7-bf9e-d7d3-a83456d4f257

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:20 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Sep 9, 2021 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ••• Locked
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Sep 1, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
U••••• P•••••••• F•••••••• S••••••• O• A•••••• A• L•••••• P••••••	Independent wealth	Aug 19, 2024	n/a	yes	RIVERSIDE, CA\|SCOTTSDALE, AZ	Current employment
C•••••••• F••••••••• I•••	Bd affiliated wealth	Apr 25, 2024	Aug 5, 2024	no	ANAHEIM, CA\|DOWNEY, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••••• F••••••••• I•••	U••••• P•••••••• F•••••••• S••••••• O• A•••••• A• L•••••• P••••••	Aug 5, 2024	Aug 19, 2024	14	Firm change	Ibd to RIA
W•••• F•••• A•••••••	C•••••••• F••••••••• I•••	Feb 15, 2022	Apr 25, 2024

Relationships

Registered with (3)

→ U••••• P•••••••• F•••••••• S••••••• O• A•••••• A• L•••••• P••••••Registered adviserregistration: current employment
Aug 19, 2024 to presentfactForm ADV
→ C•••••••• F••••••••• I•••Registered adviserregistration: previous registration
Apr 25, 2024 to Aug 5, 2024factForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Sep 9, 2021 to Feb 15, 2022factForm ADV

Dated events

Occurred
Aug 5, 2024
Advisor changed firm
J••• A•••••• M••••••••• left C•••••••• F••••••••• I••• for U••••• P•••••••• F•••••••• S••••••• O• A•••••• A• L•••••• P•••••• (registered 2024-08-19)
Form ADVobserved 7 days ago
Occurred
Feb 15, 2022
Advisor changed firm
J••• A•••••• M••••••••• left W•••• F•••• A••••••• for C•••••••• F••••••••• I••• (registered 2024-04-25)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c53e441d-41e7-bf9e-d7d3-a83456d4f257
First observed: Sep 9, 2021
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.