DFX Intelligence

M•••••• D••••• L••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)18 years in industry

M•••••• D••••• L••••••••

Advisor at H•••••••• A•••••••• L••

Tampa, FL | CHICAGO, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:c542b325-a73b-5660-2218-fefa8cd6fb80

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:37 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: May 20, 2008 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: H•••••••• A•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: May 15, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
H•••••••• A•••••••• L••	Bd affiliated wealth	Apr 16, 2026	n/a	yes	Tampa, FL\|CHICAGO, IL	Current employment
J•••••• S•••••••• W••••• L••	Former SEC adviser	Aug 5, 2024	Apr 8, 2026	no	Tampa, FL\|SUMMIT, NJ

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
J•••••• S•••••••• W••••• L••	H•••••••• A•••••••• L••	Apr 8, 2026	Apr 16, 2026	8	Firm change	RIA to ibd
L•• F•••••••• L••	J•••••• S•••••••• W••••• L••	Aug 5, 2024	Aug 5, 2024

Team moves

••• Locked

Team	Left	Joined	From	Kind
6413:310648:FL:2024-08-05	Aug 5, 2024	Aug 5, 2024	TAMPA, FL	Firm change

Relationships

Registered with (4)

→ H•••••••• A•••••••• L••Registered adviserregistration: current employment
Apr 16, 2026 to presentfactForm ADV
→ J•••••• S•••••••• W••••• L••Registered adviserregistration: previous registration
Aug 5, 2024 to Apr 8, 2026factForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Feb 14, 2018 to Aug 5, 2024factForm ADV
→ I••••• F•••••••• C•••••••••

Dated events

Occurred
Apr 8, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Aug 5, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c542b325-a73b-5660-2218-fefa8cd6fb80
First observed: May 20, 2008
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.