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I•• A•••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM none

I•• A•••••••

IPS RIA, LLC, CRD 172840

DALLAS, TX

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Search this name across graphsid dfx:ria:c5436879-f882-955d-dedd-13ce4b230bb2

Data as of Mar 31, 2017 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:07 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Dec 12, 2014 to Mar 31, 2017
7 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Advisors on IAPD: 0
Employees: 5
Advisory employees: 4
SEC number: 801-80759
CRD: 172840
Filings on the tape: 7
First filed

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
M••••••• R••••••• R•••••	MANAGING MEMBER	D	yes	07/2014	Dec 12, 2014	Mar 31, 2017
S••••• R•••••• D•••	MANAGING MEMBER	D	yes	07/2014	Dec 12, 2014

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
I•• A•••••••• L••	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2016	Mar 31, 2017	n/a	n/a	5	4	n/a	n/a	n/a
2015

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2016	n/a	n/a	n/a	n/a	n/a	5	6	n/a	n/a

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
N•• A•••••• S•••••••• L••	2	Jan 2, 2015	Jan 6, 2015	DALLAS, TX	Team lift out	Other	0.5%

Relationships

Controls (2)

← M••••••• R••••••• R•••••OwnerMANAGING MEMBER, ownership code D, individual
Dec 12, 2014 to presentfactForm ADV
← S••••• R•••••• D•••OwnerMANAGING MEMBER, ownership code D, individual
Dec 12, 2014 to presentfactForm ADV

Owns (1)

← T•••••••• T••••••• C•••••••••OwnerCCO, ownership code NA, individual
Dec 12, 2014 to presentfactForm ADV

Registered with (3)

← T•••••• C••••••••• T•••••••

Dated events

Occurred
Dec 12, 2014
First Form ADV filing
Ips Ria, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c5436879-f882-955d-dedd-13ce4b230bb2
First observed: Dec 12, 2014
Last observed: Mar 31, 2017 115 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.