DFX Intelligence

Data Factory

RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

RODMAN CAPITAL MANAGEMENT

RODMAN DAVID LAWRENCE, CRD 105246

ALLIANCE, OH

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:c549bfb2-100d-f517-b5d3-ed7b12a4e3dd

Data as of May 25, 2012 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:35 AM UTC and rebuilt at most every 15 minutes.

Relationships: 1
Dated events: 0
On other graphs: 0
Observed: Mar 16, 2012 to May 25, 2012
2 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $52.0MItem 5.F on the latest filing (2012-05-25); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $52.0M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Accounts: 35
SEC number: 801-31953
CRD: 105246
Filings on the tape: 2
First filed: Mar 16, 2012
Latest filed: May 25, 2012
Organised: Sole Proprietorship, Ohio

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
RODMAN, DAVID, LAWRENCE	PROPRIETOR,CHIEF EXECUTIVE OFFICER,CHIEF FINANCIAL OFFICER,CHIEF OPERATIONS MANAGER,CHIEF LEGAL OFFICER,CHIEF COMPLIANCE OFFICER	E	yes	05/1988	Mar 16, 2012	May 25, 2012

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2011	Mar 16, 2012	$52.0M	$52.0M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2011	$52.0M	n/a	n/a	n/a	n/a	n/a	n/a	n/a	n/a

Relationships

Controls (1)

← RODMAN, DAVID, LAWRENCEOwnerPROPRIETOR,CHIEF EXECUTIVE OFFICER,CHIEF FINANCIAL OFFICER,CHIEF OPERATIONS MANAGER,CHIEF LEGAL OFFICER,CHIEF COMPLIANCE OFFICER, ownership code E, individual
Mar 16, 2012 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c549bfb2-100d-f517-b5d3-ed7b12a4e3dd
First observed: Mar 16, 2012
Last observed: May 25, 2012 174 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

RODMAN CAPITAL MANAGEMENT

RODMAN DAVID LAWRENCE, CRD 105246

ALLIANCE, OH

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:c549bfb2-100d-f517-b5d3-ed7b12a4e3dd

Data as of May 25, 2012 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:35 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

RODMAN, DAVID, LAWRENCE

PROPRIETOR,CHIEF EXECUTIVE OFFICER,CHIEF FINANCIAL OFFICER,CHIEF OPERATIONS MANAGER,CHIEF LEGAL OFFICER,CHIEF COMPLIANCE OFFICER

yes

05/1988

Mar 16, 2012

May 25, 2012

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2011

Mar 16, 2012

$52.0M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2011

$52.0M

n/a