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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

ROBECOSAM USA, INC.

CRD 113441

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:c54c19e9-56d9-b73f-f99d-b62f62a894a3

Data as of Sep 23, 2016 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 10:57 PM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 0
On other graphs: 0
Observed: Feb 13, 2012 to Sep 23, 2016
11 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $160MItem 5.F on the latest filing (2016-09-23); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $160M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 52
Advisory employees: 33
Accounts: 4
SEC number: 801-68013
CRD: 113441
Filings on the tape: 11
First filed: Feb 13, 2012
Latest filed: Sep 23, 2016
Organised: Corporation, Delaware

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BUTTERLY, WILLIAM, GEORGE	CHIEF LEGAL OFFICER, CHIEF COMPLIANCE OFFICER, SECRETARY	Na	yes	05/2007	Feb 13, 2012	Sep 23, 2016
JOHNSON, NEIL, THOMAS	Director	Na	yes	09/2010	Feb 13, 2012	Sep 23, 2016
ORIX CORPORATION	MAJORITY SHAREHOLDER	E	yes	07/2013	Jul 8, 2013	Sep 23, 2016
ROBECO EUROPE HOLDING B.V.	MAJORITY SHAREHOLDER	E	yes	02/2015	Mar 15, 2016	Sep 23, 2016
ROBECO GROEP NV	SHARE HOLDER	E	yes	02/1997	Feb 13, 2012	Sep 23, 2016
ROBECOSAM AG	PARENT COMPANY	E	yes	07/2012	Mar 19, 2013	Sep 23, 2016
SCHWAGER, RETO, NMN	DIRECTOR, CHAIRPERSON, CEO	Na	yes	08/2016	Aug 24, 2016	Sep 23, 2016
WILDERS, RUUD, NMN	Treasurer	Na	yes	06/2013	Jul 8, 2013	Sep 23, 2016

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
BOSTON PARTNERS GLOBAL INVESTORS, INC.	n/a	Asset manager	$116B	N	yes	n/a
ROBECO INSTITUTIONAL ASSET MANAGEMENT US INC	n/a	Other adviser	$4.8B	N	yes	n/a
BOSTON PARTNERS (UK) LIMITED	n/a	n/a	n/a	N	yes	n/a
BOSTON PARTNERS SECURITIES, L.L.C.	n/a	n/a	n/a	N	yes	n/a
ROBECO INSTITUTIONAL ASSET MANAGEMENT B.V.	n/a	n/a	n/a	N	yes	n/a
ROBECO TRUST COMPANY	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Zurich	n/a	Switzerland	n/a	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2015	Mar 15, 2016	$160M	$160M	52	33	n/a	n/a	n/a
2014	Mar 13, 2015	$181M	$181M	46	15	n/a	n/a	n/a
2013	Mar 10, 2014	$189M	$189M	42	15	n/a	n/a	n/a
2012	Mar 19, 2013	$166M	$166M	53	16	n/a	n/a	n/a
2011	Feb 13, 2012	$113M	$113M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2015	$160M	$181M	-11.8%	$166M	-1.3%	52	46	n/a	n/a

Relationships

Affiliated with (2)

→ ROBECO INSTITUTIONAL ASSET MANAGEMENT US INCRegistered adviserother investment adviser, common control
factForm ADV
→ BOSTON PARTNERSRegistered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV

Controls (8)

← JOHNSON, NEIL, THOMASOwnerDIRECTOR, ownership code NA, individual
Feb 13, 2012 to presentfactForm ADV
← BUTTERLY, WILLIAM, GEORGEOwnerCHIEF LEGAL OFFICER, CHIEF COMPLIANCE OFFICER, SECRETARY, ownership code NA, individual
Feb 13, 2012 to presentfactForm ADV
← WILDERS, RUUD, NMNOwnerTREASURER, ownership code NA, individual
Jul 8, 2013 to presentfactForm ADV
← SCHWAGER, RETO, NMNOwnerDIRECTOR, CHAIRPERSON, CEO, ownership code NA, individual
Aug 24, 2016 to presentfactForm ADV
← ORIX CORPORATIONOwnerMAJORITY SHAREHOLDER, ownership code E, foreign entity
Jul 8, 2013 to presentfactForm ADV
← ROBECO EUROPE HOLDING B.V.OwnerMAJORITY SHAREHOLDER, ownership code E, foreign entity
Mar 15, 2016 to presentfactForm ADV
← ROBECO GROEP NVOwnerSHARE HOLDER, ownership code E, foreign entity
Feb 13, 2012 to presentfactForm ADV
← ROBECOSAM AGOwnerPARENT COMPANY, ownership code E, foreign entity
Mar 19, 2013 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c54c19e9-56d9-b73f-f99d-b62f62a894a3
First observed: Feb 13, 2012
Last observed: Sep 23, 2016 121 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

ROBECOSAM USA, INC.

CRD 113441

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:c54c19e9-56d9-b73f-f99d-b62f62a894a3

Data as of Sep 23, 2016 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 10:57 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BUTTERLY, WILLIAM, GEORGE

CHIEF LEGAL OFFICER, CHIEF COMPLIANCE OFFICER, SECRETARY

yes

05/2007

Feb 13, 2012

Sep 23, 2016

JOHNSON, NEIL, THOMAS

Director

yes

09/2010

Feb 13, 2012

Sep 23, 2016

ORIX CORPORATION

MAJORITY SHAREHOLDER

yes

07/2013

Jul 8, 2013

Sep 23, 2016

ROBECO EUROPE HOLDING B.V.

MAJORITY SHAREHOLDER

yes

02/2015

Mar 15, 2016

Sep 23, 2016

ROBECO GROEP NV

SHARE HOLDER

yes

02/1997

Feb 13, 2012

Sep 23, 2016

ROBECOSAM AG

PARENT COMPANY

yes

07/2012

Mar 19, 2013

Sep 23, 2016

SCHWAGER, RETO, NMN

DIRECTOR, CHAIRPERSON, CEO

yes

08/2016

Aug 24, 2016

Sep 23, 2016

WILDERS, RUUD, NMN

Treasurer

yes

06/2013

Jul 8, 2013

Sep 23, 2016

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

BOSTON PARTNERS GLOBAL INVESTORS, INC.

n/a

Asset manager

$116B

yes

n/a

ROBECO INSTITUTIONAL ASSET MANAGEMENT US INC

n/a

Other adviser

$4.8B

yes

n/a

BOSTON PARTNERS (UK) LIMITED

n/a

yes

n/a

BOSTON PARTNERS SECURITIES, L.L.C.

n/a

yes

n/a

ROBECO INSTITUTIONAL ASSET MANAGEMENT B.V.

n/a

yes

n/a

ROBECO TRUST COMPANY

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

Zurich

n/a

Switzerland

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2015

Mar 15, 2016

$160M

n/a

2014

Mar 13, 2015

$181M

n/a

2013

Mar 10, 2014

$189M

n/a

2012

Mar 19, 2013

$166M

n/a

2011

Feb 13, 2012

$113M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2015

$160M

$181M

-11.8%

$166M

-1.3%

n/a