DFX Intelligence

L•••• W••••• A•••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserstate registeredstate registeredRAUM under $100M

L•••• W••••• A•••••••

L•••• FINANCIAL & INSURANCE SERVICES, INC., CRD 117551

DIAMOND BAR, CA

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Search this name across graphsid dfx:ria:c54cde5d-c022-36b2-d58d-ea8e3bd0b079

Data as of Mar 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:24 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 1
Observed: Mar 31, 2026 to Mar 31, 2026
1 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Allocatorsidentity

L•••• W••••• A•••••••

Investment consultant · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: state registeredderivedon the IAPD state feed, not SEC-registered
Regulatory AUM: $64.2M••• Locked
Discretionary RAUM: $50.1M
Private client RAUM: $50.1Mderived••• Locked
Private client share: 78%derivedprivate client RAUM over total RAUM
Employees: 4
Advisory employees: 3

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
M•••••• W•••••• L••••	Certified Financial Planner	DIAMOND BAR, CA	30	32	1	yes
J••••• P•••• B••••	n/a	DIAMOND BAR, CA \| San Jose, CA	21	25

Relationships

Registered with (4)

← S••••• E••••••Advisorregistration: current employment
Jan 1, 2025 to presentfactForm ADV
← J••••• P•••• B••••Advisorregistration: current employment
Apr 25, 2005 to presentfactForm ADV
← M•••••• W•••••• L••••Advisorregistration: current employment
Aug 6, 1996 to presentfactForm ADV
← S••••• L•• F••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c54cde5d-c022-36b2-d58d-ea8e3bd0b079
First observed: Mar 31, 2026
Last observed: Mar 31, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.