DFX Intelligence

F•••• T••••• P•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner47 years in industry

F•••• T••••• P•••••

Advisor at E• W••••• A•••••••

TORRANCE, CA | Palatine, IL

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Search this name across graphsid dfx:ria:c557fc47-28ba-f583-c863-1713567fd730

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:51 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jan 29, 1993 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E• W••••• A•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Sep 5, 1979earliest registration or exam on IAPD
Years in industry: 47derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
E• W••••• A•••••••	Independent wealth	Jan 15, 2020	n/a	yes	Palatine, IL\|TORRANCE, CA	Current employment
G•••••• W••••• A•••••••	Former SEC adviser	Jan 29, 2001	Dec 18, 2019	no	SCHAUMBURG, IL\|PALATINE, IL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
G•••••• W••••• A•••••••	E• W••••• A•••••••	Dec 18, 2019	Jan 15, 2020	28	Firm change	RIA to RIA
L•• F•••••••• L••	G•••••• W••••• A•••••••	Dec 4, 2013	Jan 29, 2001

Team moves

••• Locked

Team	Left	Joined	From	Kind
123383:111147:IL:2019-12-18	Dec 18, 2019	Jan 15, 2020	PALATINE, IL	Firm change

Relationships

Registered with (3)

→ E• W••••• A•••••••Registered adviserregistration: current employment
Jan 15, 2020 to presentfactForm ADV
→ G•••••• W••••• A•••••••Registered adviserregistration: previous registration
Jan 29, 2001 to Dec 18, 2019factForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Jan 29, 1993 to Dec 4, 2013factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c557fc47-28ba-f583-c863-1713567fd730
First observed: Jan 29, 1993
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.