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P•••••• W••••• A•••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC adviserleft the SEC rosterRAUM 100m 1b

P•••••• W••••• A•••••••• L••

CRD 151794

LARKSPUR, CA

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Search this name across graphsid dfx:ria:c5649d82-ba0b-8c8e-b319-9ddd0e956170

Data as of Mar 27, 2025 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:48 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 5
On other graphs: 0
Observed: Apr 14, 2015 to Mar 27, 2025
16 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $264MItem 5.F on the latest filing (2025-03-27); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $264M
Private client RAUM: $186MderivedItem 5.D individuals plus high net worth individuals
Private client share: 71%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
L••••• J•••••••• D••••	MANAGING MEMBER	C	yes	10/2009	Apr 14, 2015	Mar 28, 2024
T••••••••• D••••• J•••••	MANAGING MEMBER, CHIEF COMPLIANCE OFFICER	D	yes	02/2010	Apr 14, 2015

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	2	-2	n/a	0	0	0	0	2

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2024	$264M	$232M	13.6%	$196M	10.5%	4	4	0	0

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
F••••••	2	Feb 6, 2026	Jan 8, 2026	LARKSPUR, CA	Team lift out	RIA to RIA	100.0%

Relationships

Registered with (2)

← D•••• J••••• T••••••••Advisorregistration: previous registration
Jul 22, 2010 to Feb 6, 2026factForm ADV
← J••••••• D•••• L••••Advisorregistration: previous registration
Jan 19, 2010 to Feb 6, 2026factForm ADV

Moved with (1)

→ F••••••Registered adviser2 advisors, team lift out, same day
Feb 6, 2026 to Jan 8, 2026factForm ADV

Controls (2)

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Feb 6, 2026
Team lift-out
2 advisors left P•••••• W••••• A•••••••• L•• (Larkspur, CA) for Farther on the same day
Form ADVobserved 6 days ago
2 advisors
Occurred
Feb 6, 2026
Advisor changed firm
Jonathan David Leidy left P•••••• W••••• A•••••••• L•• for Farther (registered 2026-01-08)
Form ADVobserved 7 days ago
Occurred
Feb 6, 2026
Advisor changed firm
David Joseph Tarantino left P•••••• W••••• A•••••••• L•• for Farther (registered 2025-12-23)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c5649d82-ba0b-8c8e-b319-9ddd0e956170
First observed: Apr 14, 2015
Last observed: Mar 27, 2025 18 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.