DFX Intelligence

T••••• W• L•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)15 years in industry

T••••• W• L•••••••••

Advisor at O••••••••• S••••••••• I•••

Morrow, OH | INDIANAPOLIS, IN

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Search this name across graphsid dfx:ria:c56f444d-6031-f10d-5ffe-f4b4bc56d00d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:56 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: May 2, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O••••••••• S••••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Aug 26, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
O••••••••• S••••••••• I•••	Bd affiliated wealth	Feb 7, 2023	n/a	yes	Morrow, OH\|INDIANAPOLIS, IN	Current employment
A••••••••• I•••	Bd affiliated wealth	Jan 22, 2021	May 17, 2022	no	Morrow, OH\|Cincinnati, OH\|CONCORD, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••••••••• I•••	O••••••••• S••••••••• I•••	May 17, 2022	Feb 7, 2023	266	Firm change	Ibd to ibd
O• I••••••••• M••••••••• C•	A••••••••• I•••	Jan 6, 2021	Jan 22, 2021

Relationships

Registered with (5)

→ O••••••••• S••••••••• I•••Registered adviserregistration: current employment
Feb 7, 2023 to presentfactForm ADV
→ A••••••••• I•••Registered adviserregistration: previous registration
Jan 22, 2021 to May 17, 2022factForm ADV
→ O• I••••••••• M••••••••• C•Registered adviserregistration: previous registration
Dec 18, 2015 to Jan 6, 2021factForm ADV
→ P•• W••••• M•••••••••

Dated events

Occurred
May 17, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c56f444d-6031-f10d-5ffe-f4b4bc56d00d
First observed: May 2, 2012
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.