DFX Intelligence

A•••• A••••••• I• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM under $100M

A•••• A••••••• I• L••

CRD 332460

CORAL GABLES, FL

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Search this name across graphsid dfx:ria:c57c878c-6ac6-8f5c-00e4-989612af3306

Data as of Apr 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:16 PM UTC and rebuilt at most every 15 minutes.

Relationships: 15
Dated events: 1
On other graphs: 0
Observed: Aug 13, 2024 to Apr 30, 2026
9 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=4.0
Regulatory AUM: $6.8M••• Locked
Discretionary RAUM: $6.8M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 10

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
A•••• C•••••• I•••	Member	E	yes	07/2024	Aug 13, 2024	Nov 22, 2024
A•••• F••• S•••••••• L••	Member	Na	yes	07/2024	Aug 13, 2024	Nov 22, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
A•••• A••••••• L••	n/a	ASSET_M••••••	$100,000	N	yes	n/a
A•••• C•••••• I•••	n/a	n/a	n/a	N	yes	n/a
A•••• H••••••• I•••

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Apr 30, 2026	$6.8M	$6.8M	10	1	0	n/a	n/a

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$6.8M	n/a	n/a	n/a	n/a	10	n/a	0	n/a

Relationships

Affiliated with (1)

→ A•••• A••••••• L••Registered adviserother investment adviser, common control
factForm ADV

Controls (13)

← D••••••• J•••••• E•••••OwnerM••••••, ownership code E, individual
Aug 13, 2024 to Nov 22, 2024factForm ADV
← B••••••• G•••• J•OwnerPRESIDENT AND CHIEF FINANCIAL OFFICER, ownership code NA, individual
Aug 13, 2024 to Nov 22, 2024factForm ADV
← J••••• K•••••• J•••OwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual

Dated events

Occurred
Aug 13, 2024
First Form ADV filing
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c57c878c-6ac6-8f5c-00e4-989612af3306
First observed: Aug 13, 2024
Last observed: Apr 30, 2026 4 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.