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Advisor at RILEX CAPITAL LLC
MANASQUAN, NJ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RILEX CAPITAL LLC | Independent wealth | Sep 9, 2020 | n/a | yes | MANASQUAN, NJ | Current employment |
| B. RILEY WEALTH ADVISORS, INC. | Bd affiliated wealth | Dec 17, 2008 | Sep 15, 2020 | no | MANASQUAN, NJ | Previous registration |
| FIRST MONTAUK SECURITIES CORP. | n/a | Jun 30, 2004 | Nov 18, 2008 | no | MANASQUAN, NJ|MANASQUAN, NJ|RED BANK, NJ|MANASQUAN, NJ | Previous registration |
| EQUITABLE ADVISORS, LLC | National bd RIA | May 14, 2002 | Apr 29, 2004 | no | MANASQUAN, NJ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| B. RILEY WEALTH ADVISORS, INC. | RILEX CAPITAL LLC | Sep 15, 2020 | Sep 9, 2020 | -6 | Firm change | Ibd to RIA |
| FIRST MONTAUK SECURITIES CORP. | B. RILEY WEALTH ADVISORS, INC. | Nov 18, 2008 | Dec 17, 2008 | 29 | Firm change | Other |
| EQUITABLE ADVISORS, LLC | FIRST MONTAUK SECURITIES CORP. | Apr 29, 2004 | Jun 30, 2004 | 62 | Firm change | Other |