E•••• K••••

Advisor at F•••• C••••••• I••••••• S•••••••• I•••

••• Locked

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:c5896b90-7293-3e84-6638-8ef135323d04

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:41 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: May 28, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F•••• C••••••• I••••••• S•••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jan 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F•••• C••••••• I••••••• S•••••••• I•••	Bd affiliated wealth	May 13, 2024	n/a	yes	WILMINGTON, NC\|RALEIGH, NC\|Wilmington, NC	Current employment
E•••••• A••••••• G••••• L••	Bd affiliated wealth	Mar 18, 2024	Apr 23, 2024	no	RALEIGH, NC\|GREENWOOD VILLAGE, CO

Moves

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From	To	Left	Joined	Gap, days	Kind	Move type
E•••••• A••••••• G••••• L••	F•••• C••••••• I••••••• S•••••••• I•••	Apr 23, 2024	May 13, 2024	20	Firm change	Ibd to ibd
V•••• F•••••••• A•••••••• I•••	E•••••• A••••••• G••••• L••	Mar 12, 2024	Mar 18, 2024

Relationships

Registered with (3)

→ F•••• C••••••• I••••••• S•••••••• I•••Registered adviserregistration: current employment
May 13, 2024 to presentfactForm ADV
→ E•••••• A••••••• G••••• L••Registered adviserregistration: previous registration
Mar 18, 2024 to Apr 23, 2024factForm ADV
→ V•••• F•••••••• A•••••••• I•••Registered adviserregistration: previous registration
May 28, 2014 to Mar 12, 2024factForm ADV

Dated events

Occurred
Apr 23, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Mar 12, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c5896b90-7293-3e84-6638-8ef135323d04
First observed: May 28, 2014
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.