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Advisor at SEEL & WRIGHT, LLC
PLEASANT HILL, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| SEEL & WRIGHT, LLC | Former SEC adviser | Nov 4, 2002 | n/a | yes | PLEASANT HILL, CA | Current employment |
| INDEPENDENT FINANCIAL GROUP, LLC | Bd affiliated wealth | Jul 15, 2022 | Jan 9, 2023 | no | PLEASANT HILL, CA | Previous registration |
| NPB FINANCIAL GROUP, LLC | Former SEC adviser | Jan 29, 2007 | Jul 15, 2022 | no | PLEASANT HILL, CA|BURBANK, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| INDEPENDENT FINANCIAL GROUP, LLC | n/a | Jan 9, 2023 | n/a | n/a | Departure no registered destination | Departure |
| NPB FINANCIAL GROUP, LLC | INDEPENDENT FINANCIAL GROUP, LLC | Jul 15, 2022 | Jul 15, 2022 | 0 | Firm change | RIA to ibd |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 137743:7717:CA:2022-07-15 | Jul 15, 2022 | Jul 15, 2022 | BURBANK, CA | Firm change |