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S••••• C•••••• M••••••••• L•••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

S••••• C•••••• M••••••••• L•••

CRD 170185

MENLO PARK, CA

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Search this name across graphsid dfx:ria:c59522c3-fb6e-b9c7-fca9-22b4b3246b79

Data as of Feb 25, 2021 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:15 AM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 3
On other graphs: 0
Observed: Jan 15, 2014 to Feb 25, 2021
12 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $258MItem 5.F on the latest filing (2021-02-25); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $258M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
F••• 3•	Hedge Fund	$44.5M	May 21, 2020	2	Mar 26, 2015	reported	021-222841
F••• 1•	Hedge Fund	$5.2M

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
C••••••••• J••••• L•	MEMBER AND MANAGER	E	yes	11/2013	Jan 15, 2014	Feb 25, 2021
C••••••••• J••••• L•	LIMITED PARTNER	E	yes	11/2013	Jan 15, 2014

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
S••••• C•••••• G•• L••	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2020	$258M	$1.2B	-77.7%	$1.7B	-46.4%	8	9	0	0

Relationships

Advises (6)

→ F••• 1•Private fundHedge Fund, ERA
Jan 15, 2014 to presentfactForm ADV
→ F••• 2•Private fundHedge Fund, ERA
Mar 26, 2015 to presentfactForm ADV
→ F••• 4•Private fundHedge Fund, ERA
Mar 28, 2016 to presentfactForm ADV
→ F••• 5•Private fundHedge Fund, ERA

Dated events

Occurred
Feb 25, 2021
Regulatory AUM changed
S••••• C•••••• M••••••••• L••• reported RAUM $258.0M, down 78% from $1.2B (2020-05-21 to 2021-02-25)
Form ADVobserved 7 days ago
$-900M
Occurred
Mar 20, 2020
Regulatory AUM changed
S••••• C•••••• M••••••••• L••• reported RAUM $1.2B, down 30% from $1.7B (2019-03-21 to 2020-03-20)
Form ADVobserved 7 days ago
$-506M
Occurred
Jan 15, 2014
First Form ADV filing
S••••• C•••••• M••••••••• L••• filed its initial SEC registration (Form ADV)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c59522c3-fb6e-b9c7-fca9-22b4b3246b79
First observed: Jan 15, 2014
Last observed: Feb 25, 2021 67 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.