DFX Intelligence

J••••••• E••••• K••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)13 years in industry

J••••••• E••••• K••••

Advisor at V••••••• A•••••••• I•••

Malvern, PA

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:33 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Oct 10, 2013 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: V••••••• A•••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Aug 5, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
V••••••• A•••••••• I•••	Bd affiliated wealth	Dec 14, 2021	n/a	yes	Malvern, PA	Current employment
I••••••••• W••••• A•••••••	State registered	Oct 7, 2014	Feb 28, 2021	no	PORTLAND, OR	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
I••••••••• W••••• A•••••••	V••••••• A•••••••• I•••	Feb 28, 2021	Dec 14, 2021	289	Firm change	Other
W•••••• • R•••	I••••••••• W••••• A•••••••	Jul 7, 2014	Oct 7, 2014

Relationships

Registered with (3)

→ V••••••• A•••••••• I•••Registered adviserregistration: current employment
Dec 14, 2021 to presentfactForm ADV
→ I••••••••• W••••• A•••••••Registered adviserregistration: previous registration
Oct 7, 2014 to Feb 28, 2021factForm ADV
→ W•••••• • R•••Registered adviserregistration: previous registration
Oct 10, 2013 to Jul 7, 2014factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Oct 10, 2013
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.