DFX Intelligence

K•••• R•••• R•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)27 years in industry

K•••• R•••• R•••

Advisor at N•• A••••••• S••••••• I••

Greenwood Village, CO

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Search this name across graphsid dfx:ria:c599bd14-377a-be4d-f0d1-c1f28898b0aa

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:27 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Mar 13, 2020 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: N•• A••••••• S••••••• I••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Apr 1, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
N•• A••••••• S••••••• I••	Independent wealth	Dec 12, 2025	n/a	yes	Greenwood Village, CO	Current employment
T•• A•••••••• G••••	Bd affiliated wealth	Apr 2, 2024	Sep 8, 2025	no	Greenwood Village, CO	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T•• A•••••••• G••••	N•• A••••••• S••••••• I••	Sep 8, 2025	Dec 12, 2025	95	Firm change	Ibd to RIA
P•••• S••••••••• L••	T•• A•••••••• G••••	Apr 11, 2024	Apr 2, 2024

Team moves

••• Locked

Team	Left	Joined	From	Kind
305585:110410:CO:2025-09-08	Sep 8, 2025	Dec 12, 2025	GREENWOOD VILLAGE, CO	Firm change
5685:305585:CO:2024-04-11	Apr 11, 2024	Apr 2, 2024	GREENWOOD VILLAGE, CO	Firm change

Relationships

Registered with (3)

→ N•• A••••••• S••••••• I••Registered adviserregistration: current employment
Dec 12, 2025 to presentfactForm ADV
→ T•• A•••••••• G••••Registered adviserregistration: previous registration
Apr 2, 2024 to Sep 8, 2025factForm ADV
→ P•••• S••••••••• L••Registered adviserregistration: previous registration
Mar 13, 2020 to Apr 11, 2024factForm ADV

Dated events

Occurred
Sep 8, 2025
Advisor changed firm
K•••• R•••• R••• left T•• A•••••••• G•••• for N•• A••••••• S••••••• I•• (registered 2025-12-12)
Form ADVobserved 7 days ago
Occurred
Apr 11, 2024
Advisor changed firm
K•••• R•••• R••• left P•••• S••••••••• L•• for T•• A•••••••• G•••• (registered 2024-04-02)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c599bd14-377a-be4d-f0d1-c1f28898b0aa
First observed: Mar 13, 2020
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.