DFX Intelligence

P•••• J••••• G•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor43 years in industry

P•••• J••••• G•••••••

Advisor at T••• I••••••••• A•••••••• L••

Brookfield, WI | LAGUNA NIGUEL, CA

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Search this name across graphsid dfx:ria:c59b7174-52fd-bb5e-2e4b-a04aea74e65b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:27 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Apr 15, 1998 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T••• I••••••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jul 26, 1983earliest registration or exam on IAPD
Years in industry: 43derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T••• I••••••••• A•••••••• L••	Independent wealth	May 8, 2023	n/a	yes	Brookfield, WI\|LAGUNA NIGUEL, CA	Current employment
R•• C•••••• M••••••• L••	National bd RIA	Apr 15, 1998	Mar 22, 2023	no	BROOKFIELD, WI\|BROOKFIELD, WI

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
R•• C•••••• M••••••• L••	T••• I••••••••• A•••••••• L••	Mar 22, 2023	May 8, 2023	47	Firm change	Ibd to RIA

Relationships

Registered with (2)

→ T••• I••••••••• A•••••••• L••Registered adviserregistration: current employment
May 8, 2023 to presentfactForm ADV
→ R•• C•••••• M••••••• L••Registered adviserregistration: previous registration
Apr 15, 1998 to Mar 22, 2023factForm ADV

Dated events

Occurred
Mar 22, 2023
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c59b7174-52fd-bb5e-2e4b-a04aea74e65b
First observed: Apr 15, 1998
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.