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M•••••• B•••• C••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)34 years in industry

M•••••• B•••• C••••

Advisor at O••••••••• • C•• I•••

BROOKFIELD, CT | HIGHLAND BEACH, FL | NEW YORK, NY

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Search this name across graphsid dfx:ria:c5aa5b37-c7c0-7a94-a1c7-d7f6b01659ae

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:08 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Oct 13, 2005 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O••••••••• • C•• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 16, 1991earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
O••••••••• • C•• I•••	Bd affiliated wealth	Aug 10, 2016	n/a	yes	NEW YORK, NY\|HIGHLAND BEACH, FL\|BROOKFIELD, CT	Current employment
T•• J•••••• M••••••• I••••••••• A••••••• G•••• L••	n/a	Oct 13, 2005	Dec 10, 2007

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
T•• J•••••• M••••••• I••••••••• A••••••• G•••• L••	O••••••••• • C•• I•••	Dec 10, 2007	Aug 10, 2016	3,166	Firm change after gap	Other

Relationships

Registered with (2)

→ O••••••••• • C•• I•••Registered adviserregistration: current employment
Aug 10, 2016 to presentfactForm ADV
→ T•• J•••••• M••••••• I••••••••• A••••••• G•••• L••Registered adviserregistration: previous registration
Oct 13, 2005 to Dec 10, 2007factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c5aa5b37-c7c0-7a94-a1c7-d7f6b01659ae
First observed: Oct 13, 2005
Last observed: Sep 15, 2026 6 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.