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RIA / WealthAdvisordual registered (broker-dealer)32 years in industry

Stephen Thomas Satterlee

Advisor at LIVE OAK WEALTH MANAGEMENT, LLC

COVINGTON, LA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:c5bd2e49-4e21-0410-01f0-75a82fab5cbc

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 4:58 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Oct 14, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LIVE OAK WEALTH MANAGEMENT, LLC
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 9, 1994earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 3
Exams: S65|S63
First exam: Sep 9, 1994
First registration: Oct 14, 2009
Dual registered: yes, broker-dealer
Other names: STEVE SATTERLEE|Steve T. Satterlee
IAPD individual key: 2285689

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LIVE OAK WEALTH MANAGEMENT, LLC	State registered	Feb 3, 2020	n/a	yes	COVINGTON, LA	Current employment
SECURITIES AMERICA ADVISORS, INC.	Former SEC adviser	Nov 29, 2011	Feb 3, 2020	no	MANDEVILLE, LA\|COVINGTON, LA	Previous registration
WALNUT STREET SECURITIES, INC.	Former SEC adviser	Feb 11, 2010	Dec 5, 2011	no	MANDEVILLE, LA	Previous registration
LIVE OAK ADVISORY GROUP, LLC	n/a	Oct 14, 2009	Jan 29, 2010	no	MANDEVILLE, LA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
SECURITIES AMERICA ADVISORS, INC.	LIVE OAK WEALTH MANAGEMENT, LLC	Feb 3, 2020	Feb 3, 2020	0	Firm change	Ibd to state RIA
WALNUT STREET SECURITIES, INC.	SECURITIES AMERICA ADVISORS, INC.	Dec 5, 2011	Nov 29, 2011	-6	Firm change	Other
LIVE OAK ADVISORY GROUP, LLC	WALNUT STREET SECURITIES, INC.	Jan 29, 2010	Feb 11, 2010	13	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
110518:306225:LA:2020-02-03	Feb 3, 2020	Feb 3, 2020	COVINGTON, LA	Firm change

Relationships

Registered with (4)

→ LIVE OAK WEALTH MANAGEMENT, LLCRegistered adviserregistration: current employment
Feb 3, 2020 to presentfactForm ADV
→ SECURITIES AMERICA ADVISORS, INC.Registered adviserregistration: previous registration
Nov 29, 2011 to Feb 3, 2020factForm ADV
→ WALNUT STREET SECURITIES, INC.Registered adviserregistration: previous registration
Feb 11, 2010 to Dec 5, 2011factForm ADV
→ LIVE OAK ADVISORY GROUP, LLCRegistered adviserregistration: previous registration
Oct 14, 2009 to Jan 29, 2010factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c5bd2e49-4e21-0410-01f0-75a82fab5cbc
First observed: Oct 14, 2009
Last observed: Sep 14, 2026 5 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

Stephen Thomas Satterlee

Advisor at LIVE OAK WEALTH MANAGEMENT, LLC

COVINGTON, LA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:c5bd2e49-4e21-0410-01f0-75a82fab5cbc

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 4:58 AM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

LIVE OAK WEALTH MANAGEMENT, LLC

State registered

Feb 3, 2020

n/a

yes

COVINGTON, LA

Current employment

SECURITIES AMERICA ADVISORS, INC.

Former SEC adviser

Nov 29, 2011

Feb 3, 2020

MANDEVILLE, LA|COVINGTON, LA

Previous registration

WALNUT STREET SECURITIES, INC.

Former SEC adviser

Feb 11, 2010

Dec 5, 2011

MANDEVILLE, LA

Previous registration

LIVE OAK ADVISORY GROUP, LLC

n/a

Oct 14, 2009

Jan 29, 2010

MANDEVILLE, LA

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

SECURITIES AMERICA ADVISORS, INC.

LIVE OAK WEALTH MANAGEMENT, LLC

Feb 3, 2020

Firm change

Ibd to state RIA

WALNUT STREET SECURITIES, INC.

SECURITIES AMERICA ADVISORS, INC.

Dec 5, 2011

Nov 29, 2011

-6

Firm change

Other

LIVE OAK ADVISORY GROUP, LLC

WALNUT STREET SECURITIES, INC.

Jan 29, 2010

Feb 11, 2010

Firm change

Other

Team

Left

Joined

From

Kind

110518:306225:LA:2020-02-03

Feb 3, 2020

COVINGTON, LA

Firm change