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Advisor at LPL FINANCIAL LLC
SOUTH BURLINGTON, VT | SAINT ALBANS, VT
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Jun 6, 2018 | n/a | yes | SOUTH BURLINGTON, VT|SAINT ALBANS, VT | Current employment |
| OSAIC FS, INC. | Former SEC adviser | Oct 7, 2014 | Jun 5, 2018 | no | SOUTH BURLINGTON, VT | Previous registration |
| CHITTENDEN SECURITIES, LLC. | n/a | Sep 11, 2008 | Aug 14, 2009 | no | ST. ALBANS, VT|BURLINGTON, VT|MILTON, VT|SWANTON, VT | Previous registration |
| EDWARD JONES | National bd RIA | Mar 27, 2007 | Sep 2, 2008 | no | ST ALBANS, VT|COLCHESTER, VT | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| OSAIC FS, INC. | LPL FINANCIAL LLC | Jun 5, 2018 | Jun 6, 2018 | 1 | Firm change | Ibd to RIA |
| CHITTENDEN SECURITIES, LLC. | OSAIC FS, INC. | Aug 14, 2009 | Oct 7, 2014 | 1,880 | Firm change after gap | Other |
| EDWARD JONES | CHITTENDEN SECURITIES, LLC. | Sep 2, 2008 | Sep 11, 2008 | 9 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 3870:6413:VT:2018-06-04 | Jun 5, 2018 | Jun 6, 2018 | SOUTH BURLINGTON, VT | Firm change |