DFX Intelligence

R•••••• G•••• E••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Consultant27 years in industry

R•••••• G•••• E••••••

Advisor at F••••••• W••••• A•••••••• L••

Arlington, TX | CHICAGO, IL

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Search this name across graphsid dfx:ria:c5cf00c1-1bed-98c9-742a-26159f5a25c4

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 10:52 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: May 12, 1999 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F••••••• W••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: May 11, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F••••••• W••••• A•••••••• L••	Independent wealth	Nov 13, 2023	n/a	yes	Arlington, TX\|CHICAGO, IL	Current employment
L•• F•••••••• L••	Bd affiliated wealth	Dec 11, 2014	Oct 5, 2023	no	COLLEYVILLE, TX\|FRIENDSWOOD, TX\|ARLINGTON, TX

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•• F•••••••• L••	F••••••• W••••• A•••••••• L••	Oct 5, 2023	Nov 13, 2023	39	Firm change	Ibd to RIA
C••••• A•••••• N••••••• L••	L•• F•••••••• L••	Dec 12, 2014	Dec 11, 2014

Relationships

Registered with (5)

→ F••••••• W••••• A•••••••• L••Registered adviserregistration: current employment
Nov 13, 2023 to presentfactForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Dec 11, 2014 to Oct 5, 2023factForm ADV
→ C••••• A•••••• N••••••• L••Registered adviserregistration: previous registration
Sep 3, 2013 to Dec 12, 2014factForm ADV
→ T•••• S••••• S••••••••• I•••

Dated events

Occurred
Oct 5, 2023
A•••••• firm change
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c5cf00c1-1bed-98c9-742a-26159f5a25c4
First observed: May 12, 1999
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.