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CRD 283513
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| CLIPPER ADVISOR GROUP, INC. | EXEMPTED COMPANY | E | yes | 05/2015 | May 3, 2016 | Mar 30, 2020 |
| LIU, ZHEN | Director | E | yes | 05/2015 | May 3, 2016 | Mar 30, 2020 |
| LIU, ZHEN | CHIEF OPERATION OFFICER | E | yes | 05/2015 | May 3, 2016 | Mar 30, 2020 |
| Jiang, Xiao Ming | CHIEF COMPLIANCE OFFICER | Na | no | 05/2015 | May 3, 2016 | Mar 30, 2020 |
| Liu, Joyce | CHIEF FINANCIAL OFFICER | Na | no | 05/2015 | Jun 14, 2016 | Mar 30, 2020 |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2020 | Mar 30, 2020 | $3.3M | $0 | 5 | 1 | 0 | n/a | n/a |
| 2019 | Mar 31, 2019 | $1.2M | $1.2M | 40 | 5 | 0 | n/a | n/a |
| 2018 | Apr 24, 2018 | $1.2M | $1.2M | 40 | 5 | 0 | n/a | n/a |
| 2017 | Mar 31, 2017 | $1.2M | $0 | 40 | 5 | n/a | n/a | n/a |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2020 | $3.3M | $1.2M | 161.7% | $1.2M | 37.8% | 5 | 40 | 0 | 0 |