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RIA / WealthAdvisorChartered Financial Consultantdual registered (broker-dealer)34 years in industry

CHARLES THORN CAMPBELL

Advisor at KESTRA ADVISORY SERVICES, LLC

CHARLOTTE, NC

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Search this name across graphsid dfx:ria:c5db47df-68bc-2d06-bb02-b0d433cacec1

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:16 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Dec 31, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: KESTRA ADVISORY SERVICES, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 26, 1991earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Designations: Chartered Financial Consultant
Exams: S63|S65
First exam: Nov 26, 1991
First registration: Dec 31, 2000
Dual registered: yes, broker-dealer
IAPD individual key: 2186964

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
KESTRA ADVISORY SERVICES, LLC	Bd affiliated wealth	Apr 19, 2016	n/a	yes	CHARLOTTE, NC	Current employment
MML INVESTORS SERVICES, LLC	Bd affiliated wealth	Jun 10, 2013	Mar 28, 2014	no	Charlotte, NC\|CHARLOTTE, NC	Previous registration
AMERICAN FINANCIAL MANAGEMENT GROUP, LTD.	Former SEC adviser	Apr 2, 2008	Apr 17, 2013	no	CHARLOTTE, NC	Previous registration
MML INVESTORS SERVICES, LLC	Bd affiliated wealth	Dec 31, 2000	May 26, 2006	no	CHARLOTTE, NC\|CHARLOTTE, NC	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MML INVESTORS SERVICES, LLC	KESTRA ADVISORY SERVICES, LLC	Mar 28, 2014	Apr 19, 2016	753	Firm change after gap	Other
AMERICAN FINANCIAL MANAGEMENT GROUP, LTD.	MML INVESTORS SERVICES, LLC	Apr 17, 2013	Jun 10, 2013	54	Firm change	Other
MML INVESTORS SERVICES, LLC	AMERICAN FINANCIAL MANAGEMENT GROUP, LTD.	May 26, 2006	Apr 2, 2008	677	Firm change after gap	Other

Relationships

Registered with (3)

→ KESTRA ADVISORY SERVICES, LLCRegistered adviserregistration: current employment
Apr 19, 2016 to presentfactForm ADV
→ MML INVESTORS SERVICES, LLCRegistered adviserregistration: previous registration
Jun 10, 2013 to Mar 28, 2014factForm ADV
→ AMERICAN FINANCIAL MANAGEMENT GROUP, LTD.Registered adviserregistration: previous registration
Apr 2, 2008 to Apr 17, 2013factForm ADV

Dated events

No dated event names this entity yet.