DFX Intelligence

H•••••• A••• S•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)28 years in industry

H•••••• A••• S•••

Advisor at W•••• F•••• A•••••••

SPOKANE, WA

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Search this name across graphsid dfx:ria:c5ded3b1-ad4f-f39e-0bc5-4f1096b63af0

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:57 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: May 7, 1998 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W•••• F•••• A•••••••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: May 7, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 13derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W•••• F•••• A•••••••	Wirehouse	Sep 19, 2013	n/a	yes	SPOKANE, WA	Current employment
U••• B•••••• I••••••••• I•••	Former SEC adviser	May 21, 2012	Sep 24, 2013	no	SPOKANE, WA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
U••• B•••••• I••••••••• I•••	W•••• F•••• A•••••••	Sep 24, 2013	Sep 19, 2013	-5	Firm change	Other
P•••••• C•••••• M••••••••• I•••	U••• B•••••• I••••••••• I•••	Jul 29, 2011	May 21, 2012

Relationships

Registered with (3)

→ W•••• F•••• A•••••••Registered adviserregistration: current employment
Sep 19, 2013 to presentfactForm ADV
→ U••• B•••••• I••••••••• I•••Registered adviserregistration: previous registration
May 21, 2012 to Sep 24, 2013factForm ADV
→ P•••••• C•••••• M••••••••• I•••Registered adviserregistration: previous registration
May 7, 1998 to Jul 29, 2011factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c5ded3b1-ad4f-f39e-0bc5-4f1096b63af0
First observed: May 7, 1998
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.