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S•••••• P••••••• E•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor21 years in industry

S•••••• P••••••• E•••••

Advisor at C••••••• G••••• L••

SALT LAKE CITY, UT

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:c5ec2258-270a-5f82-370d-232e9c175c4f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:59 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 2
Observed: Apr 6, 2018 to Sep 14, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

S•••••• P••••••• E•••••

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Venture Capitalidentity

S•••••• P••••••• E•••••

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••• G••••• L••
Current firm class: other adviserderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 1, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 2

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••• G••••• L••	Other adviser	Jan 27, 2023	n/a	yes	SALT LAKE CITY, UT	Current employment
C••••••• A•••••••	Former SEC adviser	Apr 6, 2018	Jan 9, 2019	no	SALT LAKE CITY, UT

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
C••••••• A•••••••	C••••••• G••••• L••	Jan 9, 2019	Apr 6, 2018	-278	Firm change after gap	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
282446:281399:UT:2019-01-09	Jan 9, 2019	Apr 6, 2018	SALT LAKE CITY, UT	Firm change after gap

Relationships

Registered with (2)

→ C••••••• G••••• L••Registered adviserregistration: previous registration
Apr 6, 2018 to Dec 31, 2022factForm ADV
→ C••••••• A•••••••Registered adviserregistration: previous registration
Apr 6, 2018 to Jan 9, 2019factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c5ec2258-270a-5f82-370d-232e9c175c4f
First observed: Apr 6, 2018
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.