DFX Intelligence

C••••••••• P••• R•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)29 years in industry

C••••••••• P••• R•••

Advisor at P••• A••••• S••••••••• L••

PORTLAND, OR

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Search this name across graphsid dfx:ria:c5ec4bec-48c6-527d-16b0-5f2eb39a7950

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:49 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Oct 24, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P••• A••••• S••••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Aug 26, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P••• A••••• S••••••••• L••	Bd affiliated wealth	Feb 12, 2021	n/a	yes	PORTLAND, OR	Current employment
P•••••••• S••••••••• I•••	Bd affiliated wealth	Apr 12, 2013	Apr 21, 2014	no	LAKE OSWEGO, OR	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P•••••••• S••••••••• I•••	P••• A••••• S••••••••• L••	Apr 21, 2014	Feb 12, 2021	2,489	Firm change after gap	Other
S••••••• I••••••••• A•••••••• I•••	P•••••••• S••••••••• I•••	Mar 26, 2013	Apr 12, 2013

Relationships

Registered with (3)

→ P••• A••••• S••••••••• L••Registered adviserregistration: current employment
Feb 12, 2021 to presentfactForm ADV
→ P•••••••• S••••••••• I•••Registered adviserregistration: previous registration
Apr 12, 2013 to Apr 21, 2014factForm ADV
→ S••••••• I••••••••• A•••••••• I•••Registered adviserregistration: previous registration
Oct 24, 2008 to Mar 26, 2013factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c5ec4bec-48c6-527d-16b0-5f2eb39a7950
First observed: Oct 24, 2008
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.