DFX Intelligence

O••••••••• P•••••••• L•: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserAsset managerSEC registeredRAUM 1b 10b

O••••••••• P•••••••• L•

CRD 300935

NEW YORK, NY

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Search this name across graphs

Data as of Mar 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 5:45 PM UTC and rebuilt at most every 15 minutes.

Relationships: 40
Dated events: 30
On other graphs: 4
Observed: Jun 28, 2020 to Mar 31, 2026
7 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Venture Capitalidentity

O••••••••• P•••••••• L•

Venture manager · cited, key_crd, key_sfn_adviser, shared_crd

Independent Sponsorsidentity

O••••••••• P•••••••• L•

Capital provider to sponsors · cited, key_crd, key_sfn_adviser, shared_crd

Private Equityidentity

O••••••••• P•••••••• L•

Private equity manager · cited, key_crd, key_sfn_adviser, shared_crd

Allocatorsidentity

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0
Regulatory AUM: $6.9B••• Locked
Discretionary RAUM: $6.7B
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 35

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
O••••••••• P••••••• F••• I••• L•	Private Equity Fund	$1.9B	Mar 31, 2026	126	Mar 31, 2026	reported	021-566859
O••••••••• P••••••• F••• I•• L•	Private Equity Fund	$1.7B

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B•••••• L••	LIMITED PARTNER	C	yes	03/2019	Jun 28, 2020	Mar 25, 2024
B••••••••• J•••• L•••	Member	E	yes	03/2019	Jun 28, 2020	Mar 25, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
O••••••••• P••••••• ••• I•• L•	n/a	n/a	n/a	N	yes	n/a
O••••••••• P••••••• •••• L•	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 31, 2026

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$6.9B	$4.5B	54.6%	$1.8B	56.6%	35	34	0	0

Relationships

Advises (27)

→ O•• C•••••••• I• L• • P•• S•••••Private fundPrivate Equity Fund, IA
Mar 31, 2026 to presentfactForm ADV
→ O••••••••• P••••••• C•••••••• S••••••• L•Private fundPrivate Equity Fund, IA
Mar 31, 2022 to presentfactForm ADV
→ O•• C•••••••• I• L•• A•• S•••••Private fundPrivate Equity Fund, IA
Mar 31, 2026 to presentfactForm ADV
→ O••••••••• P••••••• C•••••••• I•• L• • S••••• F•

Dated events

1 bookkeeping event (roster, classification and holdings changes) folded below

Occurred
Mar 31, 2026
Regulatory AUM changed
••• Locked
Form ADVobserved 8 days ago
$2.5B
Occurred
Mar 31, 2026
Ria private fund assets change
••• Locked
Form ADVobserved today
$4.3B
Occurred
Mar 31, 2026
Ria indirect owner change
••• Locked
Form ADVobserved today

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Jun 28, 2020
Last observed: Mar 31, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

All 25 rows

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
O•• I• C•••••••• S•••••• N• L•	Private Equity Fund	$77.4M	Mar 31, 2026	5	Mar 31, 2026	reported	021-522822
O•• I• C•••••••• S•••••• A••• L•	Private Equity Fund	$75.4M	Mar 31, 2026	2	Mar 31, 2026	reported	021-528075
O••••••••• P••••••• C•••••••• I•• L• • S••••• B•	Private Equity Fund	$72.1M	Mar 31, 2026	5	Mar 31, 2022	reported	021-415944
O•• I•• C•••••••• S•••••• T• L•	Private Equity Fund	$70.5M	Mar 31, 2026	3	Mar 31, 2026	reported	021-567048
O•• C•••••••• I•• L• • M• S•••••	Private Equity Fund	$58.2M	Mar 31, 2026	6	Mar 25, 2024	reported	021-501283
O••••••••• P••••••• C•••••••• I•• L• • S••••• E•	Private Equity Fund	$47.6M	Mar 31, 2026	5	Mar 31, 2023	reported	021-468349
O••••••••• P••••••• C•••••••• S••••••• L•	Private Equity Fund	$40.3M	Mar 31, 2026	4	Mar 31, 2022	reported	021-400287
O•• C•••••••• I• L• • A•• S•••••	Private Equity Fund	$34.9M	Mar 31, 2026	11	Mar 31, 2026	reported	021-528197
O••••••••• P••••••• C•••••••• I•• L• • S••••• D•	Private Equity Fund	$34.9M	Mar 31, 2026	3	Mar 31, 2022	reported	021-415474
O•• C•••••••• S•••••• A• L•	Private Equity Fund	$34.0M	Mar 31, 2026	5	Mar 25, 2024	reported	021-481573
O•• C•••••••• I• L•• A•• S•••••	Private Equity Fund	$33.0M	Mar 31, 2026	7	Mar 31, 2026	reported	021-559673
O••••••••• S•• C••••••••• A••• L•	Private Equity Fund	$20.4M	Mar 31, 2026	3	Mar 31, 2026	reported	021-508498
O••••••••• P••••••• C•••••••• I•• L• • S••••• A•	Private Equity Fund	$17.1M	Mar 31, 2026	3	Mar 30, 2021	reported	021-415470
O••••••••• P••••••• C•••••••• S•••••• I•• L•	Private Equity Fund	$14.4M	Mar 31, 2026	4	Mar 31, 2022	reported	n/a
O•• C•••••••• I• L• • P•• S•••••	Private Equity Fund	$12.2M	Mar 31, 2026	2	Mar 31, 2026	reported	021-530298

All 13 rows

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
K••••• J••••••• P••••••	Member	E	yes	03/2019	Jun 28, 2020	Mar 25, 2024
O•• P••• D•••• L••	LIMITED PARTNER	B	yes	03/2019	Jun 28, 2020	Mar 25, 2024
O••••••••• M•••••• G•• L••	GENERAL PARTNER	Na	no	09/2018	Jun 28, 2020	Mar 25, 2024

Full timeline · 29 events

Occurred
Mar 31, 2026
Private fund first reported
••• Locked
Form ADVobserved today
$75.4M
Occurred
Mar 31, 2026
Private fund first reported
••• Locked
Form ADVobserved today
$77.6M
Occurred
Mar 31, 2026
Private fund first reported
••• Locked
Form ADVobserved today
$33.0M
Occurred
Mar 31, 2026
Private fund first reported
••• Locked
Form ADVobserved today
$12.2M
Occurred
Mar 31, 2026
Private fund first reported
••• Locked
Form ADVobserved today
$77.4M
Occurred
Mar 31, 2026
Private fund first reported
••• Locked
Form ADVobserved today
$4.0M
Occurred
Mar 31, 2026
Private fund first reported
••• Locked
Form ADVobserved today
$1.9B
Occurred
Mar 31, 2026
Private fund first reported
••• Locked
Form ADVobserved today
$436M
Occurred
Mar 31, 2026
Private fund first reported
••• Locked
Form ADVobserved today
$34.9M
Occurred
Mar 31, 2026
Private fund first reported
••• Locked
Form ADVobserved today
$20.4M
Occurred
Mar 31, 2026
Private fund first reported
••• Locked
Form ADVobserved today
$110M
Occurred
Mar 31, 2026
Private fund gav change
••• Locked
Form ADVobserved today
$-176M
Occurred
Mar 31, 2026
Private fund gav change
••• Locked
Form ADVobserved today
$174M
Occurred
Mar 31, 2026
Private fund gav change
••• Locked
Form ADVobserved today
$1.2B
Occurred
Mar 31, 2026
Private fund gav change
••• Locked
Form ADVobserved today
$319M
Occurred
Mar 31, 2025
Regulatory AUM changed
••• Locked
Form ADVobserved 8 days ago
$1.8B
Occurred
Mar 25, 2024
Regulatory AUM changed
••• Locked
Form ADVobserved 8 days ago
$840M
Occurred
Mar 25, 2024
Control person joined
••• Locked
Form ADVobserved 8 days ago
Occurred
Mar 25, 2024
Control person joined
••• Locked
Form ADVobserved 8 days ago
Occurred
Mar 31, 2023
Regulatory AUM changed
••• Locked
Form ADVobserved 8 days ago
$590M
Occurred
Mar 31, 2022
Regulatory AUM changed
••• Locked
Form ADVobserved 8 days ago
$752M
Occurred
Mar 30, 2021
Regulatory AUM changed
••• Locked
Form ADVobserved 8 days ago
$170M
Occurred
Mar 30, 2021
Ria registration change
••• Locked
Form ADVobserved today
Occurred
Jun 28, 2020
First Form ADV filing
••• Locked
Form ADVobserved 8 days ago