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Reading the graph
Advisor at STIFEL, NICOLAUS & COMPANY, INCORPORATED
SAN LUIS OBISPO, CA | Avila Beach, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| STIFEL, NICOLAUS & COMPANY, INCORPORATED | National bd RIA | Sep 22, 2009 | n/a | yes | SAN LUIS OBISPO, CA|Avila Beach, CA | Current employment |
| WELLS FARGO ADVISORS | Wirehouse | Jan 1, 2008 | Sep 23, 2009 | no | REDLANDS, CA | Previous registration |
| A. G. EDWARDS & SONS, INC. | n/a | Jul 8, 1997 | Jan 1, 2008 | no | REDLANDS, CA|REDLANDS, CA|ST. LOUIS, MO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | STIFEL, NICOLAUS & COMPANY, INCORPORATED | Sep 23, 2009 | Sep 22, 2009 | -1 | Firm change | Wirehouse to ibd |
| A. G. EDWARDS & SONS, INC. | WELLS FARGO ADVISORS | Jan 1, 2008 | Jan 1, 2008 | 0 | Bulk transfer | Other |