DFX Intelligence

C•••••• J••• S••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)19 years in industry

C•••••• J••• S••••••

Advisor at C•••••••• I••••••••• R••••••• A•••••••• I•••

••• Locked

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Search this name across graphsid dfx:ria:c5fabd5b-01cc-0429-01a4-64280381ffe1

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:34 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Nov 20, 2006 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••••• I••••••••• R••••••• A•••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Nov 10, 2006earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••••• I••••••••• R••••••• A•••••••• I•••	Bd affiliated wealth	Sep 18, 2017	n/a	yes	Wichita, KS\|Laramie, WY\|Wheat Ridge, CO\|Brighton, CO	Current employment
G••••• W••••• M••••••••• I•••	Bd affiliated wealth	Dec 6, 2016	Dec 31, 2016	no	LONE TREE, CO\|Broomfield, CO

Moves

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From	To	Left	Joined	Gap, days	Kind	Move type
A• • I• W••••• M•••••••••	G••••• W••••• M••••••••• I•••	Sep 19, 2017	Dec 6, 2016	-287	Firm change after gap	Other
G••••• W••••• M••••••••• I•••	C•••••••• I••••••••• R••••••• A•••••••• I•••	Dec 31, 2016	Sep 18, 2017

Relationships

Registered with (5)

→ C•••••••• I••••••••• R••••••• A•••••••• I•••Registered adviserregistration: current employment
Sep 18, 2017 to presentfactForm ADV
→ A• • I• W••••• M•••••••••Registered adviserregistration: previous registration
Jan 5, 2016 to Sep 19, 2017factForm ADV
→ G••••• W••••• M••••••••• I•••Registered adviserregistration: previous registration
Dec 6, 2016 to Dec 31, 2016factForm ADV
→ N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c5fabd5b-01cc-0429-01a4-64280381ffe1
First observed: Nov 20, 2006
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.