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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)31 years in industry

GREGORY MICHAEL SHEPARDSON

Advisor at LPL FINANCIAL LLC

CHESTERFIELD, MO

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Search this name across graphsid dfx:ria:c5fcc3e7-16e3-abad-7d3a-91c831d1b574

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:14 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Sep 23, 1999 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 12, 1995earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S63|S65
First exam: Jun 12, 1995
First registration: Sep 23, 1999
Dual registered: yes, broker-dealer
Other names: GREG SHEPARDSON
IAPD individual key: 2590083

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Nov 29, 2021	n/a	yes	CHESTERFIELD, MO	Current employment
OSAIC WEALTH, INC.	Bd affiliated wealth	Apr 8, 2005	Dec 2, 2021	no	CHESTERFIELD, MO\|CHESTERFIELD, MO	Previous registration
FINANCIAL LEGACY ASSOCIATES	Former SEC adviser	Jan 5, 2004	Dec 6, 2021	no	CHESTERFIELD, MO	Previous registration
VERAVEST INVESTMENT ADVISORS, INC.	n/a	Sep 23, 1999	Jan 3, 2003	no	ST. LOUIS, MO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FINANCIAL LEGACY ASSOCIATES	OSAIC WEALTH, INC.	Dec 6, 2021	Apr 8, 2005	-6,086	Firm change after gap	Other
OSAIC WEALTH, INC.	LPL FINANCIAL LLC	Dec 2, 2021	Nov 29, 2021	-3	Firm change	Ibd to ibd
VERAVEST INVESTMENT ADVISORS, INC.	FINANCIAL LEGACY ASSOCIATES	Jan 3, 2003	Jan 5, 2004	367	Firm change	Other

Relationships

Registered with (4)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Nov 29, 2021 to presentfactForm ADV
→ FINANCIAL LEGACY ASSOCIATESRegistered adviserregistration: previous registration
Jan 5, 2004 to Dec 6, 2021factForm ADV
→ OSAIC WEALTH, INC.Registered adviserregistration: previous registration
Apr 8, 2005 to Dec 2, 2021factForm ADV
→ VERAVEST INVESTMENT ADVISORS, INC.Registered adviserregistration: previous registration
Sep 23, 1999 to Jan 3, 2003factForm ADV

Dated events

No dated event names this entity yet.