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Advisor at RAYMOND JAMES & ASSOCIATES, INC.
Santa Rosa, CA | SANTA ROSA, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RAYMOND JAMES & ASSOCIATES, INC. | National bd RIA | Jun 1, 2018 | n/a | yes | Santa Rosa, CA|SANTA ROSA, CA | Current employment |
| WELLS FARGO ADVISORS | Wirehouse | Feb 26, 2001 | Jun 6, 2018 | no | SANTA ROSA, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | RAYMOND JAMES & ASSOCIATES, INC. | Jun 6, 2018 | Jun 1, 2018 | -5 | Firm change | Wirehouse to ibd |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 19616:705:CA:2018-06-05 | Jun 6, 2018 | Jun 1, 2018 | SANTA ROSA, CA | Firm change |