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Advisor at LPL FINANCIAL LLC
Baltimore, MD | FORT MILL, SC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Jan 1, 2025 | n/a | yes | Baltimore, MD|FORT MILL, SC | Current employment |
| COMMONWEALTH FINANCIAL NETWORK | National bd RIA | Sep 8, 2023 | Nov 29, 2024 | no | Columbia, MD | Previous registration |
| MORGAN STANLEY | Wirehouse | Oct 26, 2022 | Aug 31, 2023 | no | Lutherville, MD | Previous registration |
| SC&H WEALTH | Independent wealth | Sep 23, 2021 | Aug 17, 2022 | no | HUNT VALLEY, MD | Previous registration |
| VALIC FINANCIAL ADVISORS, INC. | Bd affiliated wealth | May 21, 2019 | Sep 10, 2021 | no | LINTHICUM HEIGHTS, MD | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| COMMONWEALTH FINANCIAL NETWORK | LPL FINANCIAL LLC | Nov 29, 2024 | Jan 1, 2025 | 33 | Firm change | Ibd to ibd |
| MORGAN STANLEY | COMMONWEALTH FINANCIAL NETWORK | Aug 31, 2023 | Sep 8, 2023 | 8 | Firm change | Wirehouse to ibd |
| SC&H WEALTH | MORGAN STANLEY | Aug 17, 2022 | Oct 26, 2022 | 70 | Firm change | RIA to wirehouse |
| VALIC FINANCIAL ADVISORS, INC. | SC&H WEALTH | Sep 10, 2021 | Sep 23, 2021 | 13 | Firm change | Ibd to RIA |