This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Firm class

asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0

Regulatory AUM

$2.6BItem 5.F on the latest filing (2026-01-28); as reported, and an affiliate's assets may be counted again on its own filing

Discretionary RAUM

$2.6B

Private client RAUM

$0derivedItem 5.D individuals plus high net worth individuals

Private client share

0%derivedprivate client RAUM over total RAUM

Advisors on IAPD

0

Employees

13

Advisory employees

11

Offices

3Schedule D 1.F, beyond the principal office

Accounts

4

SEC number

801-122700

CIK

1894532

CRD

317257

Filings on the tape

8

First filed

Oct 15, 2021

Latest filed

Jan 28, 2026

Organised

Limited Liability Company, DE

• Occurred

  Mar 31, 2025
  Regulatory AUM changed

  Sora Investors reported RAUM $2.3B, up 244% from $673.1M (2024-03-26 to 2025-03-31)

  Form ADVobserved 4 days ago
  $1.6B
• Occurred

  Mar 26, 2024
  Regulatory AUM changed

  Sora Investors reported RAUM $673.1M, up 60% from $420.8M (2023-09-06 to 2024-03-26)

  Form ADVobserved 4 days ago
  $252M
• Occurred

  Oct 15, 2021
  First Form ADV filing

  Sora Investors filed its initial SEC registration (Form ADV)

  Form ADVobserved 4 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:c60fe194-bcd3-53b7-b63f-0f12b31d0a7a

First observed

Oct 15, 2021

Last observed

Jan 28, 2026 7 months ago

Source families

Federal regulator filings

3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.