DFX Intelligence

A••••• P••••••••• S•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor39 years in industry

A••••• P••••••••• S•••••••

Advisor at V• F•••••••• G••••• L••

GLEN ROCK, NJ | NAPERVILLE, IL

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Search this name across graphsid dfx:ria:c61892e3-d953-8b95-c41b-8f43f984f1a1

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 10:44 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Oct 12, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: V• F•••••••• G••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Apr 13, 1987earliest registration or exam on IAPD
Years in industry: 39derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
V• F•••••••• G••••• L••	Independent wealth	Nov 26, 2018	n/a	yes	GLEN ROCK, NJ\|NAPERVILLE, IL	Current employment
S•••••••• F••••••••• I•••	Former SEC adviser	Nov 1, 2010	Dec 31, 2018	no	GLENROCK, NJ\|FT. LAUDERDALE, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•••••••• F••••••••• I•••	V• F•••••••• G••••• L••	Dec 31, 2018	Nov 26, 2018	-35	Firm change after gap	Ibd to RIA
S•••••••• F•••••••• P•••••••	S•••••••• F••••••••• I•••	Jan 31, 2011	Nov 1, 2010

Relationships

Registered with (3)

→ V• F•••••••• G••••• L••Registered adviserregistration: current employment
Nov 26, 2018 to presentfactForm ADV
→ S•••••••• F••••••••• I•••Registered adviserregistration: previous registration
Nov 1, 2010 to Dec 31, 2018factForm ADV
→ S•••••••• F•••••••• P•••••••Registered adviserregistration: previous registration
Oct 12, 2004 to Jan 31, 2011factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c61892e3-d953-8b95-c41b-8f43f984f1a1
First observed: Oct 12, 2004
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.