This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

ICONIQ CAPITAL, LLC

Current firm class

asset managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Apr 1, 2012earliest registration or exam on IAPD

Years in industry

14derivedfrom the industry start date

Years at current firm

0derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

1

Exams

S66

First exam

Jun 25, 2022

First registration

Jun 27, 2022

Dual registered

no

IAPD individual key

7498806

• Occurred

  Feb 15, 2026
  Advisor changed firm

  Sean Mahoney left J.P. Morgan Securities Llc for Iconiq Capital, Llc (registered 2026-03-17)

  Form ADVobserved 6 days ago
• Occurred

  Aug 19, 2022
  Advisor changed firm

  Sean Mahoney left Wells Fargo Advisors for J.P. Morgan Securities Llc (registered 2022-10-03)

  Form ADVobserved 6 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:c61b065f-11ad-9790-2b70-def4f815d9cc

First observed

Jun 27, 2022

Last observed

Sep 15, 2026 6 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.