DFX Intelligence
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Advisor at D•• F••••••••
PEARLAND, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| D•• F•••••••• | State registered | Sep 3, 2015 | n/a | yes | PEARLAND, TX | Current employment |
| B••••••••• F•••••••• A•••••••• I••• | Former SEC adviser | Feb 18, 2011 | Feb 12, 2016 | no | HOUSTON, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| B••••••••• F•••••••• A•••••••• I••• | D•• F•••••••• | Feb 12, 2016 | Sep 3, 2015 | -162 | Firm change after gap | Other |
| R•••••••• C•••••• M••••••••• | B••••••••• F•••••••• A•••••••• I••• | Jun 25, 2009 | Feb 18, 2011 |
| R•••••••• C•••••• M••••••••• | Independent wealth | Oct 29, 2008 | Jun 25, 2009 | no | BELLAIRE, TX | Previous registration |
| O• I••••••••• M••••••••• C• | Bd affiliated wealth | Mar 29, 2006 | Oct 19, 2006 | no | PEARLAND, TX|CINCINNATI, OH | Previous registration |
| B••••••••• F•••••••• A•••••••• I••• | Former SEC adviser | Mar 12, 2001 | Dec 16, 2005 | no | HOUSTON, TX | Previous registration |
| 603 |
| Firm change after gap |
| Other |
| O• I••••••••• M••••••••• C• | R•••••••• C•••••• M••••••••• | Oct 19, 2006 | Oct 29, 2008 | 741 | Firm change after gap | Other |
| B••••••••• F•••••••• A•••••••• I••• | O• I••••••••• M••••••••• C• | Dec 16, 2005 | Mar 29, 2006 | 103 | Firm change | Other |