DFX Intelligence

R••• D•••• F••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)13 years in industry

R••• D•••• F••••

Advisor at E•••••• E••••• L••

Irvine, CA | Greenwood Village, CO

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Search this name across graphsid dfx:ria:c61c9bb4-ec2f-54d0-70e4-9e34984b8e07

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:33 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Sep 16, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E•••••• E••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jan 1, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
E•••••• E••••• L••	Bd affiliated wealth	May 4, 2020	n/a	yes	Irvine, CA\|Greenwood Village, CO	Current employment
C••••••• F•••••••• S•••••• C•••••••••	Former SEC adviser	Feb 12, 2018	Apr 22, 2020	no	denver, CO\|CENTENNIAL, CO\|Greenwood Village, CO

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••••• F•••••••• S•••••• C•••••••••	E•••••• E••••• L••	Apr 22, 2020	May 4, 2020	12	Firm change	Other
C•••• W•••••	C••••••• F•••••••• S•••••• C•••••••••	Mar 10, 2017	Feb 12, 2018

Relationships

Registered with (3)

→ E•••••• E••••• L••Registered adviserregistration: current employment
May 4, 2020 to presentfactForm ADV
→ C••••••• F•••••••• S•••••• C•••••••••Registered adviserregistration: previous registration
Feb 12, 2018 to Apr 22, 2020factForm ADV
→ C•••• W•••••Registered adviserregistration: previous registration
Sep 16, 2014 to Mar 10, 2017factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c61c9bb4-ec2f-54d0-70e4-9e34984b8e07
First observed: Sep 16, 2014
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.