This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

NOVEM GROUP

Current firm class

independent wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Dec 1, 1998earliest registration or exam on IAPD

Years in industry

27derivedfrom the industry start date

Years at current firm

1derivedfrom the current registration's begin date

Prior firms

1

Current registrations

1

Registered states

8

Designations

Certified Financial Planner

Exams

S66

First exam

Mar 21, 2019

First registration

Mar 21, 2019

Dual registered

no

IAPD individual key

7058910

• Occurred

  Oct 10, 2024
  Advisor changed firm

  Catherine Elizabeth Gueli left Rbc Capital Markets, Llc for Novem Group (registered 2024-09-26)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:c61cd12c-42a0-7c73-6424-a620a67dbe38

First observed

Mar 21, 2019

Last observed

Sep 14, 2026 6 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.