DFX Intelligence
Reading the graph
Reading the graph
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Advisor at L•• F•••••••• L••
WILLIAMSBURG, VA | FORT MILL, SC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| L•• F•••••••• L•• | Bd affiliated wealth | Jan 11, 2018 | n/a | yes | WILLIAMSBURG, VA|FORT MILL, SC | Current employment |
| B• R•••• W••••• A•••••••• I••• | Bd affiliated wealth | Feb 3, 2015 | Dec 20, 2017 | no | RED BANK, NJ|EATONTOWN, NJ|RED BANK, NJ|TINTON FALLS, NJ |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| B• R•••• W••••• A•••••••• I••• | L•• F•••••••• L•• | Dec 20, 2017 | Jan 11, 2018 | 22 | Firm change | Ibd to RIA |
| C••••••••• C•••••• M••••••••• I••• | B• R•••• W••••• A•••••••• I••• | Jan 14, 2015 | Feb 3, 2015 |
| C••••••••• C•••••• M••••••••• I••• | Independent wealth | Dec 10, 2013 | Jan 14, 2015 | no | TOTOWA, NJ | Previous registration |
| M•• F•••••••• S•••••••• I••• | Former SEC adviser | Nov 1, 2012 | Dec 23, 2013 | no | SOMERSET, NJ | Previous registration |
| R•• C•••••• M••••••• L•• | National bd RIA | May 22, 2012 | Jul 19, 2012 | no | FLORHAM PARK, NJ | Previous registration |
| 20 |
| Firm change |
| Other |
| M•• F•••••••• S•••••••• I••• | C••••••••• C•••••• M••••••••• I••• | Dec 23, 2013 | Dec 10, 2013 | -13 | Firm change | Other |
| R•• C•••••• M••••••• L•• | M•• F•••••••• S•••••••• I••• | Jul 19, 2012 | Nov 1, 2012 | 105 | Firm change | Other |