DFX Intelligence

J•••• K••• B•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor29 years in industry

J•••• K••• B•••••••

Advisor at C••••• P••••••• L••

Louisville, KY | NEW YORK, NY

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Search this name across graphsid dfx:ria:c6234de9-0d8b-6c62-4017-31cc0a911b16

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:38 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Feb 11, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••• P••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Oct 4, 1996earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••• P••••••• L••	Independent wealth	Jan 1, 2026	n/a	yes	Louisville, KY\|NEW YORK, NY	Current employment
C••••• P••••••• O••• L••	Institutional manager	Jan 27, 2010	Apr 24, 2023	no	NEW YORK, NY	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••• P••••••• O••• L••	C••••• P••••••• L••	Apr 24, 2023	Jan 1, 2026	983	Bulk transfer	RIA to RIA
N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N••	C••••• P••••••• O••• L••	May 31, 2013	Jan 27, 2010

Relationships

Registered with (4)

→ C••••• P••••••• L••Registered adviserregistration: current employment
Jan 1, 2026 to presentfactForm ADV
→ C••••• P••••••• O••• L••Registered adviserregistration: previous registration
Jan 27, 2010 to Apr 24, 2023factForm ADV
→ N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N••Registered adviserregistration: previous registration
Jul 30, 2007 to May 31, 2013factForm ADV
→ A•••••• A••••••• S•••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c6234de9-0d8b-6c62-4017-31cc0a911b16
First observed: Feb 11, 2002
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.