DFX Intelligence

H•••••••• C•••••• A••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 100m 1b

H•••••••• C•••••• A••••••• L••

CRD 314749

NEW YORK, NY

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Search this name across graphsid dfx:ria:c62ea0ad-8b67-eede-9685-7ad8505863a9

Data as of Jul 20, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:59 PM UTC and rebuilt at most every 15 minutes.

Relationships: 28
Dated events: 4
On other graphs: 0
Observed: Mar 31, 2023 to Jul 20, 2026
11 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0
Regulatory AUM: $603M••• Locked
Discretionary RAUM: $603M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 25

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
H•••••••• C•••••• M•••••• P••••••• S••	Hedge Fund	$181M	Jun 22, 2023	22	Oct 7, 2021	reported	n/a
H•••••••• C•••••• M•••••• P••••••• O•••••• L•• • S••••• 4•	Hedge Fund	$131M

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
D••••••• M••••••• S•••••	Partner	B	yes	03/2021	Mar 31, 2023	Jul 22, 2024
N•••••• C•••••••••	FOUNDER, MANAGING MEMBER	C	yes	01/2021	Mar 31, 2023	Jul 22, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
A••• W•••••••	n/a	n/a	n/a	Y	no	n/a
C••••••••• N•••••	n/a	n/a	n/a	Y	no	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Apr 20, 2026

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$603M	$510M	18.1%	n/a	n/a	25	21	1	0

Relationships

Advises (24)

→ H•••••••• C•••••• M•••••• P••••••• O•••••• L•• • S••••• 8•Private fundHedge Fund, IA
Mar 29, 2024 to presentfactForm ADV
→ H•••••••• C•••••• M•••••• P••••••• O•••••• L•• • S••••• 3•Private fundHedge Fund, IA
Mar 31, 2023 to presentfactForm ADV
→ H•••••••• C•••••• M•••••• P••••••• O•••••• L•• • S••••• 4•Private fundHedge Fund, IA
Mar 29, 2024 to presentfactForm ADV
→ H•••••••• C•••••• M•••••• P••••••• O•••••• L•• • S••••• 1•

Dated events

Occurred
Mar 29, 2024
Regulatory AUM changed
H•••••••• C•••••• A••••••• L•• reported RAUM $415.2M, up 129% from $181.1M (2023-06-22 to 2024-03-29)
Form ADVobserved 7 days ago
$234M
Occurred
Mar 29, 2024
Control person left
L Kenneth Grant (Director) no longer on Schedule A of H•••••••• C•••••• A••••••• L•• (listed 2023-06-22, absent 2024-03-29)
Form ADVobserved 7 days ago
Occurred
May 19, 2023
Control person left
Ian Goodman (Managing Member) no longer on Schedule A of H•••••••• C•••••• A••••••• L•• (listed 2023-03-31, absent 2023-05-19)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c62ea0ad-8b67-eede-9685-7ad8505863a9
First observed: Mar 31, 2023
Last observed: Jul 20, 2026 2 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.