DFX Intelligence

S•••••••• G••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)23 years in industry

S•••••••• G••••••

Advisor at G•••••••• W••••• P•••••••

Chester, NJ | PALM BEACH GARDENS, FL

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Search this name across graphsid dfx:ria:c63ec9be-7230-08e3-1000-74d11faa7687

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:27 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Aug 4, 2004 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: G•••••••• W••••• P•••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Dec 20, 2002earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
G•••••••• W••••• P•••••••	Bd affiliated wealth	Jan 13, 2026	n/a	yes	PALM BEACH GARDENS, FL\|Chester, NJ	Current employment
H••• S••••••••• •••• I•••	Bd affiliated wealth	Nov 2, 2006	Jan 4, 2018	no	EDISON, NJ\|ENGLEWOOD, NJ\|RIDGEWOOD, NJ\|WALDWICK, NJ\|HOBOKEN, NJ\|HOBOKEN, NJ\|WEST CALDWELL, NJ\|CHATHAM, NJ\|PARSIPPANY, NJ\|MILLBURN, NJ\|LIVINGSTON, NJ\|WEST CALDWELL, NJ\|FLORHAM PARK, NJ\|MORRISTOWN, NJ\|EDISON, NJ\|JERSEY CITY, NJ

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
H••• S••••••••• •••• I•••	G•••••••• W••••• P•••••••	Jan 4, 2018	Jan 13, 2026	2,931	Firm change after gap	Other
P•• W••••• M•••••••••	H••• S••••••••• •••• I•••	Oct 6, 2006	Nov 2, 2006

Relationships

Registered with (5)

→ G•••••••• W••••• P•••••••Registered adviserregistration: current employment
Jan 13, 2026 to presentfactForm ADV
→ H••• S••••••••• •••• I•••Registered adviserregistration: previous registration
Nov 2, 2006 to Jan 4, 2018factForm ADV
→ P•• W••••• M•••••••••Registered adviserregistration: previous registration
Nov 9, 2005 to Oct 6, 2006factForm ADV
→ B••• O• A•••••• I••••••••• S•••••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c63ec9be-7230-08e3-1000-74d11faa7687
First observed: Aug 4, 2004
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.