DFX Intelligence
Reading the graph
Reading the graph
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Advisor at M•• I•••••••• S•••••••• L••
NEWTOWN SQUARE, PA | NEWTON SQUARE, PA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| M•• I•••••••• S•••••••• L•• | Bd affiliated wealth | Mar 25, 2017 | n/a | yes | NEWTOWN SQUARE, PA|NEWTON SQUARE, PA | Current employment |
| M•• F•••••••• S•••••••• I••• | Former SEC adviser | Jan 2, 2015 | Mar 25, 2017 | no | NEWTOWN SQUARE, PA |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| N•••••••• C••••••• L•• | M•• F•••••••• S•••••••• I••• | Dec 31, 2017 | Jan 2, 2015 | -1,094 | Bulk transfer | Other |
| M•• F•••••••• S•••••••• I••• | M•• I•••••••• S•••••••• L•• | Mar 25, 2017 | Mar 25, 2017 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 615:152430:PA:2015-01-02 | Jan 2, 2015 | Sep 12, 2013 | NEWTOWN SQUARE, PA | Firm change after gap |
| N•••••••• C••••••• L•• | Independent wealth | Sep 12, 2013 | Dec 31, 2017 | no | NEWTOWN SQUARE, PA | Previous registration |
| N•• E•••••• S••••••••• C••••••••• | Former SEC adviser | Jul 24, 2002 | Jan 2, 2015 | no | NEWTOWN SQUARE, PA|NEWTOWN SQUARE, PA | Previous registration |
| 0 |
| Bulk transfer |
| Other |
| N•• E•••••• S••••••••• C••••••••• | N•••••••• C••••••• L•• | Jan 2, 2015 | Sep 12, 2013 | -477 | Firm change after gap | Other |