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CRD 152430
NEWTOWN SQUARE, PA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| R••• L• K••• | Chartered Financial Analyst | FORT WASHINGTON, PA | NEWTOWN SQUARE, PA | 10 | 17 | 3 | no |
| M••••• L• B••••• | n/a | NEWTOWN SQUARE, PA | 8 | 28 |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| H•••• C••••••• L••• | DIRECTOR OF OPERATIONS | Na | yes | 04/2017 | Feb 6, 2026 | Feb 6, 2026 |
| K•••• R•••• L• | PRESIDENT / HEAD OF PORTFOLIO MANAGEMENT | Na | yes | 04/2017 | Feb 6, 2026 | Feb 6, 2026 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| T•• I••••••••• L••• L•• | n/a | State registered | $70,000 | N | no | n/a |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 2 | 0 | 2 | 0.0% | 1 | 0 | 0 | 2 | 0 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $2.4B | $1.9B | 23.9% | $1.2B | 26.3% | 21 | 21 | 0 | 0 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| M•• F•••••••• S•••••••• I••• | 29 | Mar 25, 2017 | Mar 24, 2016 | NEWTOWN SQUARE, PA | Team lift out | Other | 1.5% |
| N•• E•••••• S••••••••• C••••••••• | 30 | Jan 2, 2015 | Sep 17, 2013 |
| no |
| T•••••• A••••• C••••••• | n/a | NEWTOWN SQUARE, PA | 7 | 28 | 4 | no |
| L•• S•••• G•••• | Chartered Financial Analyst | NEWTOWN SQUARE, PA | 0 | 31 | 1 | no |
| T•••• A••••• P••••••• | n/a | NEWTOWN SQUARE, PA | 0 | 11 | n/a | no |
| R••••• K•••••• K••••••• | n/a | NEWTOWN SQUARE, PA | 0 | 28 | 6 | no |
| Member |
| D |
| yes |
| 01/2016 |
| Feb 6, 2026 |
| Feb 6, 2026 |
| R•••••••• J•••••• S••••• | CHIEF EXECUTIVE OFFICER | Na | yes | 04/2017 | Feb 6, 2026 | Feb 6, 2026 |
| T•• E•••••• M•• D•••••• T•••• | Member | D | yes | 01/2016 | Feb 6, 2026 | Feb 6, 2026 |
| W•••••• M••••••• G•••• | CHIEF COMPLIANCE OFFICER | Na | yes | 04/2016 | Feb 6, 2026 | Feb 6, 2026 |
| D••••••• C••••• | Trustee | C | yes | 12/2016 | Mar 29, 2018 | Sep 10, 2024 |
| D••••••• G•••• E••• | Trustee | C | yes | 11/2015 | Feb 7, 2012 | Sep 10, 2024 |
| D••••••• J••••• H••• | Trustee | C | yes | 11/2015 | Mar 15, 2017 | Sep 10, 2024 |
| Feb 6, 2026 |
| $2.4B |
| $2.4B |
| 21 |
| 6 |
| 0 |
| n/a |
| n/a |
| 2024 | Mar 28, 2025 | $1.9B | $1.9B | 21 | 6 | 0 | n/a | n/a |
| 2023 | Mar 28, 2024 | $1.6B | $1.6B | 17 | 5 | 0 | n/a | n/a |
| 2022 | Mar 29, 2023 | $1.2B | $1.2B | 16 | 5 | 0 | n/a | n/a |
| 2021 | Mar 29, 2022 | $1.2B | $1.2B | 16 | 5 | 0 | n/a | n/a |
| 2020 | Mar 29, 2021 | $920M | $920M | 15 | 5 | 0 | n/a | n/a |
| 2019 | Mar 31, 2020 | $779M | $779M | 15 | 5 | 0 | n/a | n/a |
| 2018 | Mar 27, 2019 | $602M | $602M | 14 | 4 | 0 | n/a | n/a |
| 2017 | Mar 29, 2018 | $572M | $572M | 14 | 3 | 0 | n/a | n/a |
| 2016 | Mar 15, 2017 | $510M | $510M | 7 | 3 | n/a | n/a | n/a |
| 2015 | Mar 3, 2016 | $465M | $465M | 7 | 3 | n/a | n/a | n/a |
| 2014 | Mar 3, 2015 | $381M | $381M | 40 | 30 | n/a | n/a | n/a |
| 2013 | Feb 11, 2014 | $315M | $315M | 40 | 30 | n/a | n/a | n/a |
| 2012 | Mar 5, 2013 | $243M | $242M | 40 | 30 | n/a | n/a | n/a |
| 2011 | Feb 7, 2012 | $133M | $129M | n/a | n/a | n/a | n/a | n/a |
| NEWTOWN SQUARE, PA |
| Team lift out |
| Other |
| 5.3% |