A••••• F• G••••

Advisor at M••••• S••••••

Lisle, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:c64138f8-0379-425a-2126-73166bb9b56e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:59 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Feb 5, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••• S••••••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Jul 13, 1988earliest registration or exam on IAPD
Years in industry: 38derivedfrom the industry start date
Years at current firm: 16derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••••• S••••••	Wirehouse	Aug 4, 2010	n/a	yes	Lisle, IL	Current employment
R•• C•••••• M••••••• L••	National bd RIA	Dec 14, 2007	Nov 13, 2009	no	CHICAGO, IL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
R•• C•••••• M••••••• L••	M••••• S••••••	Nov 13, 2009	Aug 4, 2010	264	Firm change	Ibd to wirehouse
J••• M••••• S••••••••• L••	R•• C•••••• M••••••• L••	Dec 13, 2007	Dec 14, 2007

Relationships

Registered with (3)

→ M••••• S••••••Registered adviserregistration: current employment
Aug 4, 2010 to presentfactForm ADV
→ R•• C•••••• M••••••• L••Registered adviserregistration: previous registration
Dec 14, 2007 to Nov 13, 2009factForm ADV
→ J••• M••••• S••••••••• L••Registered adviserregistration: previous registration
Feb 5, 2004 to Dec 13, 2007factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c64138f8-0379-425a-2126-73166bb9b56e
First observed: Feb 5, 2004
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.