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Advisor at LPL FINANCIAL LLC
CHICO, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Jun 12, 2018 | n/a | yes | CHICO, CA|CHICO, CA | Current employment |
| CETERA ADVISOR NETWORKS LLC | Former SEC adviser | Apr 21, 2000 | Jun 25, 2018 | no | PARADISE, CA|PARADISE, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CETERA ADVISOR NETWORKS LLC | LPL FINANCIAL LLC | Jun 25, 2018 | Jun 12, 2018 | -13 | Firm change | Ibd to RIA |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 13572:6413:CA:2018-06-25 | Jun 25, 2018 | Jun 12, 2018 | PARADISE, CA | Firm change |