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CRD 299975
NEW YORK, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| Matthew Roesser | n/a | NEW YORK, NY | 4 | 16 | n/a | no |
| Lance Thomas Hogan | n/a | cicero, NY | NEW YORK, NY | 3 | 22 | n/a | no |
| John Edward Luedke | n/a | NEW YORK, NY | New York, NY | 3 | 15 | n/a | no |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| ROESSER, MATTHEW, PETER | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | E | yes | 02/2018 | Sep 29, 2021 | Mar 21, 2024 |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 24, 2026 | $65.0M | $65.0M | 3 | 3 | 0 | n/a | n/a |
| 2024 | Mar 20, 2025 | $70.0M | $70.0M | 3 | 3 | 0 | n/a | n/a |
| 2023 | Mar 20, 2024 | $30.0M | $30.0M | 3 | 3 | 0 | n/a | n/a |
| 2022 | Feb 7, 2023 | $32.0M | $32.0M | 1 | 1 | 0 | n/a | n/a |
| 2021 | Feb 16, 2022 | $33.0M | $33.0M | 1 | 1 | 0 | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 0 | 0 | 0.0% | 0 | 0 | 0 | 0 | 0 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $65.0M | $70.0M | -7.1% | $32.0M | 26.6% | 3 | 3 | 0 | 0 |